CMS ENERGY CORP — Director's Dealing 2016

Jul 6, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CMS ENERGY CORP (CMS)
CIK: 0000811156
Period of Report: 2016-07-01

Reporting Person: RUSSELL JOHN G (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-07-01	Common Stock	A	2192	—	Acquired	697748	Direct
2016-07-01	Common Stock	F	16169	$45.63	Disposed	681579	Direct
2016-07-01	Common Stock	D	210608	—	Disposed	470971	Direct

Footnotes

F1: Grant of 2,192 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.

F2: The total holdings reflect an adjustment of 2,370 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.

F3: Forfeiture of Restricted Stock due to retirement as President and CEO.