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CMS ENERGY CORP — Director's Dealing 2014
May 19, 2014
30260_dirs_2014-05-19_44b1b220-ce83-4955-a197-8daad5a802d1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CMS ENERGY CORP (CMS)
CIK: 0000811156
Period of Report: 2014-05-16
Reporting Person: LOCHNER PHILIP R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-16 | Common Stock | A | 3417 | — | Acquired | 40561 | Direct |
Footnotes
F1: Grant of 3,417 shares of Restricted Stock to each non-employee member of the CMS Energy Corporation ("CMS") Board of Directors pursuant to CMS' Performance Incentive Stock Plan, and subject to a three-year "cliff" vesting schedule.
F2: The total holdings reflect an adjustment of 1,353 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.
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