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CMS ENERGY CORP — Director's Dealing 2013
Sep 4, 2013
30260_dirs_2013-09-04_dbdff422-74f1-437f-84b6-1df35042241c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CMS ENERGY CORP (CMS)
CIK: 0000811156
Period of Report: 2013-09-03
Reporting Person: RUSSELL JOHN G (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-03 | Common Stock | A | 1724 | — | Acquired | 514971.92 | Direct |
| 2013-09-03 | Common Stock | F | 918 | $28.52 | Disposed | 514053.92 | Direct |
Footnotes
F1: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired in lieu of cash dividends and as a result of CMS exceeding certain performance criteria established under the 2010 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.
F2: The total holdings reflect an adjustment of 2,820 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.