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CMS ENERGY CORP — Director's Dealing 2012
Aug 14, 2012
30260_dirs_2012-08-14_18a6bd74-878e-4b52-8194-9cee26be6fff.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CMS ENERGY CORP (CMS)
CIK: 0000811156
Period of Report: 2012-08-13
Reporting Person: BARBA GLENN P (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-13 | Common Stock | A | 9500 | — | Acquired | 70860 | Direct |
| 2012-08-13 | Common Stock | F | 7450 | $23.89 | Disposed | 63410 | Direct |
| 2012-08-14 | Common Stock | S | 22500 | $23.75 | Disposed | 40910 | Direct |
Footnotes
F1: Shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of CMS exceeding certain performance criteria established under the 2009 Restricted Stock Award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.
F2: The total holdings reflect an adjustment of 617 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.