AI assistant
CMS ENERGY CORP — Director's Dealing 2011
Aug 9, 2011
30260_dirs_2011-08-09_03113716-4d0d-4465-a2a8-72c870f98d4f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CMS ENERGY CORP (CMS)
CIK: 0000811156
Period of Report: 2011-08-08
Reporting Person: WEBB THOMAS J (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-08 | Common Stock | A | 21040 | — | Acquired | 293706 | Direct |
| 2011-08-08 | Common Stock | F | 28405 | $18.27 | Disposed | 265301 | Direct |
Footnotes
F1: Shares of Common Stock of CMS Energy Corporation acquired as a result of CMS exceeding certain performance criteria established under the 2008 Restricted Stock award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.
F2: The total holdings reflect an adjustment of 145 additional shares of Common Stock of CMS Energy Corporation purchased by CMS on behalf of the reporting person as a result of his participation in the CMS Stock Purchase Plan, and an adjustment of 603 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.