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CMS ENERGY CORP — Director's Dealing 2010
Aug 5, 2010
30260_dirs_2010-08-05_252510aa-9c1e-431f-b098-45b6213ac909.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CMS ENERGY CORP (CMS)
CIK: 0000811156
Period of Report: 2010-08-04
Reporting Person: PAQUETTE JOSEPH FARNAND JR (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-08-04 | Common Stock | M | 26416 | $15.87 | Acquired | 26416 | Indirect |
| 2010-08-04 | Common Stock | S | 26416 | $15.87 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-08-04 | PSU-Director Deferred Comp | $ | M | 26416 | Disposed | 2010-08-04 | Common Stock (26416) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30219 | Direct |
Footnotes
F1: Total holdings reflect an adjustment of 687 shares of CMS Common Stock purchased by the Corporation on Mr. Paquette's behalf as a result of his participation in the Corporation's Stock Purchase Plan.
F2: Each unit is the economic equivalent of one share of CMS Energy's Common Stock.
F3: These units have been held by a Trustee on Mr. Paquette's behalf pursuant to CMS Energy's Directors' Deferred Compensation Plan. Such deferred income is to be paid in 10 annual installments commencing in January 2011 due to Mr. Paquette's retirement in May 2010.
F4: These units have been held by a Trustee on Mr. Paquette's behalf pursuant to CMS Energy's Directors' Deferred Compensation Plan. Such deferred income is to be paid in 10 annual installments commencing in January 2011 due to Mr. Paquette's retirement in May 2010.