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CMON Limited Share Issue/Capital Change 2018

Dec 3, 2018

50172_rns_2018-12-03_54dcf1ed-812c-4f5f-a46b-bb5c999b5dcb.pdf

Share Issue/Capital Change

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For Main Board and GEM listed issuers

==> picture [138 x 67] intentionally omitted <==

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 30 /11 / 2018

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer : Shenyang Public Utility Holdings Company Limited Date Submitted : 3 December 2018

I. Movements in Authorised Share Capital

  1. Ordinary Shares
1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares
(1) Stock code :
747
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month		 747 Description :
H-Shares
No. of ordinary
shares
Par value
(State currency)
605,376,000
RMB1
-
RMB1
605,376,000
RMB1		 H-Shares Authorised share
capital
(State currency)
RMB 605,376,000
-

RMB 605,376,000
(2) Stock code :
747
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month		 747 Description :
Domestic Shares
No. of ordinary
shares
Par value
(State currency)
864,000,000
RMB1
-
RMB1
864,000,000
RMB1		 Domestic Shares Authorised share
capital
(State currency)
RMB864,000,000
-
RMB864,000,000

1

For Main Board and GEM listed issuers

2. Preference Shares

2. Preference Shares 2. Preference Shares 2. Preference Shares 2. Preference Shares 2. Preference Shares
Stock code :
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month		 Description :
No. of preference
shares		 Authorised share
capital
(State currency)
Par value
(State currency)
3. Other Classes of Shares
Stock code :
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month		 Description :
No. of other classes
of shares		 Authorised share
capital
(State currency)

Par value
(State currency)

Total authorised share capital at the end of the month (State currency) :

RMB1,469,376,000

For Main Board and GEM listed issuers

II. Movements in Issued Share Capital
Balance at close of
preceding month
Increase /(decrease)
During the month
Balance at close of the
month		 No. of ordinary shares
(1)
(2)		 No of preference
shares		 No. of other classes
of shares
H-Shares
605,376,000
-
605,376,000
Domestic Shares
864,000,000

-

864,000,000		 N/A
N/A
N/A
N/A

N/A

N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share
option scheme
including EGM
approval date
(dd/mm/yyyy) and
class of shares
issuable		 Movement duringthe month Movement duringthe month Movement duringthe month Movement duringthe month No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new shares of
issuer which may be
issued pursuant thereto
as at close of the
month		 No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new shares of
issuer which may be
issued pursuant thereto
as at close of the
month
Granted Exercised Cancelled
1. Nil
Nil
Nil
(/ /)
shares
(Note 1)
2.
(/ /)
shares
(Note 1)
3.
(/ /)
shares
(Note 1)
Total A.
Total funds raised during the month from exercise of
options (State currency)		 1. Nil Nil Nil

Nil

N/A

N/A		 Nil
(/ /)
shares
(Note 1)
2.
(/ /)
shares
(Note 1)
3.
(/ /)
shares

For Main Board and GEM listed issuers

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants
(Date of expiry -
dd/mm/yyyy)		 Description of warrants
(Date of expiry -
dd/mm/yyyy)		 Currency of
nominal value
Nominal value
at close of
preceding
month		 Exercised
during the
month
Nominal
value at close
of the month
No. of new
shares of issuer
issued during
the month
pursuant
thereto
No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month		 Exercised
during the
month
Nominal
value at close
of the month
No. of new
shares of issuer
issued during
the month
pursuant
thereto
No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month		 Exercised
during the
month
Nominal
value at close
of the month
No. of new
shares of issuer
issued during
the month
pursuant
thereto
No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month



1.
N/A
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
2.
( / / )
Stock code (if listed)
Class of shares
issuable(Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3.
( / / )
Stock code (if listed)
Class of shares
issuable(Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4.
( / / )
Stock code (if listed)
Class of shares
issuable(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)






Nil

N/A

N/A




For Main Board and GEM listed issuers

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

Class and description Class and description Currency of
amount
outstanding
Amount at
close of
preceding
month		 Converted
during the
month		 Amount at
close of the
month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of issuer
which may be
issued pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of issuer
which may be
issued pursuant
thereto as at
close of the
month



1. N/A
Stock code (if listed)
Class of shares issuable
(Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy))
2.
Stock code (if listed)
Class of shares issuable
(Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3.
Stock code (if listed)
Class of shares issuable
(Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4.
Stock code (if listed)
Class of shares issuable
(Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)		 Total C. (Ordinary shares)
(Preference shares)
(Other class)












Nil

N/A

N/A



(/ /)



(/ /)



(/ /)
(/ /)

For Main Board and GEM listed issuers

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

Full particulars including EGM approval date (dd/mm/yyyy),
if applicable, and class of shares issuable:		 Full particulars including EGM approval date (dd/mm/yyyy),
if applicable, and class of shares issuable:		 No. of new shares of
issuer issued during
the month pursuant
thereto
No. of new shares of
issuer which may be
issued pursuant
thereto as at close of
the month		 No. of new shares of
issuer issued during
the month pursuant
thereto
No. of new shares of
issuer which may be
issued pursuant
thereto as at close of
the month
1.
2.
3.		 Nil
N/A
N/A
( / / )
shares_(Note 1)_
( / / )
shares_(Note 1)_
( / / )
shares (Note 1)
Total D.(Ordinaryshares)
(Preference shares)
(Other class)

For Main Board and GEM listed issuers

Other Movements in Issued Share Capital

Other Movements in Issued Share Capital Other Movements in Issued Share Capital Other Movements in Issued Share Capital
Type of Issue No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new
shares of
issuer
which may
be issued
pursuant
thereto as
at close of
the month
1. Rights issue
At price :State
currency		 Class of shares
issuable_(Note 1)_
Issue and
allotment date :
(dd/mm/yyyy)
EGM approval
date:
(dd/mm/yyyy)
N/A
( / / )
( / / )
2. Open offer
At price :State
currency		 Class of shares
issuable_(Note 1)_
Issue and
allotment date :
(dd/mm/yyyy)
EGM approval
date:
(dd/mm/yyyy)
N/A
( / / )
( / / )
3. Placing
At price :State
currency		 Class of shares
issuable_(Note 1)_
Issue and
allotment date :
(dd/mm/yyyy)
EGM approval
date:
(dd/mm/yyyy)
N/A
( / / )
( / / )
4. Bonus issue

For Main Board and GEM listed issuers

Type of Issue

No. of new shares of issuer which may be issued No. of new shares pursuant of issuer issued thereto as during the month at close of pursuant thereto the month

Class of shares N/A issuable (Note 1) Issue and ( / / ) allotment date : 5. Scrip dividend At price :[State ] currency (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy)

  1. Repurchase of shares
Class of shares N/A
repurchased
(Note 1) ( / / )
Cancellation
date :
(dd/mm/yyyy)		 ( / / )
EGM approval
date:
(dd/mm/yyyy)
Class of shares N/A
redeemed_(Note_
1) ( / / )
7. Redemption of
shares		 Redemption
date :
(dd/mm/yyyy)		 ( / / )
EGM approval
date:
(dd/mm/yyyy)
8. Consideration
issue		 At price :State
currency		 Class of shares
issuable_(Note 1)_		 N/A
Issue and ( / / )

For Main Board and GEM listed issuers

For Main Board and GEM listed issuers For Main Board and GEM listed issuers For Main Board and GEM listed issuers For Main Board and GEM listed issuers
Type of Issue No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new
shares of
issuer
which may
be issued
pursuant
thereto as
at close of
the month
allotment date :
(dd/mm/yyyy)
EGM approval
date:
(dd/mm/yyyy)
( / / )
9. Capital
reorganisation		 Class of shares
issuable_(Note 1)_
Issue and
allotment date :
(dd/mm/yyyy)
EGM approval
date:
(dd/mm/yyyy)
N/A
( / / )
( / / )
10. Other
(Please specify)At price : State
currency		 Class of shares
issuable_(Note 1)_
Issue and
allotment date :
(dd/mm/yyyy)
EGM approval
date:
(dd/mm/yyyy)
N/A
( / / )
( / / )
Total E. (Ordinary shares)
(Preference shares)
(Other class)		 Nil
N/A
N/A
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1)H-Shares Nil
(2)Domestic Shares Nil
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): N/A
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): N/A
(Thesefigures should be the same as the relevantfigures under II above(“Movements in Issued Share Capital”).)

For Main Board and GEM listed issuers

Remarks (if any):

Submitted by: Qian Fang Fang Title: Joint Company Secretary (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.

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