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CMOC Group Limited — Share Issue/Capital Change 2016
May 3, 2016
50942_rns_2016-05-03_71992385-c6ed-48b3-8022-93590e99cf3d.pdf
Share Issue/Capital Change
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Monthly Return of Equity Issuer on Movements in Securities
For the month ended (dd/mm/yyyy): 30 April 2016
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer China Molybdenum Co., Ltd. Date Submitted 3 May 2016
I. Movements in Authorised Share Capital
1. Ordinary Shares
| 1. OrdinaryShares | 1. OrdinaryShares | 1. OrdinaryShares | 1. OrdinaryShares | 1. OrdinaryShares |
|---|---|---|---|---|
| (1) Stock code : 3993 Description : H Shares No. of ordinary shares Par value (Renminbi) Balance at close of preceding month 3,933,468,000 H Shares 0.20 Increase/(decrease) Nil Balance at close of the month 3,933,468,000 H Shares 0.20 |
H Shares | Authorised share capital (Renminbi) 786,693,600.00 N/A 786,693,600.00 |
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| Par value (Renminbi) 0.20 0.20 |
||||
| (2) Stock code : 603993 (Shanghai Stock Exchange) Description : A Shares No. of ordinary shares Par value (Renminbi) Balance at close of preceding month 12,953,730,699 A Shares 0.20 Increase/(decrease) Nil Balance at close of the month 12,953,730,699 A Shares 0.20 |
A Shares | Authorised share capital (Renminbi) 2,590,746,139.80 N/A 2,590,746,139.80 |
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| Par value (Renminbi) 0.20 0.20 |
2. Preference Shares
| 2. Preference Shares | 2. Preference Shares | 2. Preference Shares | 2. Preference Shares | 2. Preference Shares | 2. Preference Shares |
|---|---|---|---|---|---|
| Stock code : N/A Description : N/A No. of preference shares Balance at close of preceding month N/A Increase/(decrease) N/A Balance at close of the month N/A |
N/A | Authorised share capital (State currency) N/A N/A N/A |
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| Par value (State currency) |
|||||
| N/A | |||||
| N/A | |||||
| 3. Other Classes of | Shares | ||||
| Stock code : N/A Description : N/A No. of other classes of shares Balance at close of preceding month N/A Increase/(decrease) N/A Balance at close of the month N/A |
N/A | Authorised share capital (State currency) N/A N/A N/A |
|||
| Par value (State currency) |
Total authorised share capital at the end of the month (Renminbi) :
3,377,439,739.80
II. Movements in Issued Share Capital
| II. Movements in Issued Share Capital | II. Movements in Issued Share Capital | II. Movements in Issued Share Capital | II. Movements in Issued Share Capital | II. Movements in Issued Share Capital | II. Movements in Issued Share Capital |
|---|---|---|---|---|---|
| Balance at close of preceding month Increase/(decrease) during the month Balance at close of the month |
No. of ordinary shares (1) H Shares (2) A Shares |
No of preference shares |
No. of other classes of shares |
||
| 3,933,468,000 H Shares Nil 3,933,468,000 H Shares |
12,953,730,699 A Shares Nil 12,953,730,699 A Shares |
N/A N/A N/A |
N/A N/A N/A |
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III. Details of Movements in Issued Share Capital
Share Options (under Share Option Schemes of the Issuer)
| Share Options(under Share Option Schemes of the Issuer) | Share Options(under Share Option Schemes of the Issuer) | Share Options(under Share Option Schemes of the Issuer) | Share Options(under Share Option Schemes of the Issuer) | Share Options(under Share Option Schemes of the Issuer) | Share Options(under Share Option Schemes of the Issuer) | Share Options(under Share Option Schemes of the Issuer) |
|---|---|---|---|---|---|---|
| Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable |
Movement during the month | No. of new shares of issuer issued during the month pursuant thereto Lapsed |
No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|||
| Granted | Exercised | Cancelled | ||||
| 1. N/A ( / / ) shares (Note 1) 2. N/A ( / / ) shares (Note 1) 3. N/A ( / / ) shares (Note 1) Total funds raised during the month from exercise of options (State currency) |
Total A. (Ordinary shares) (Preference shares) (Other class) N/A |
N/A N/A N/A |
||||
Warrants to Issue Shares of the Issuer which are to be Listed
| Warrants to Issue Shares of the Issuer which are to be Listed | Warrants to Issue Shares of the Issuer which are to be Listed | Warrants to Issue Shares of the Issuer which are to be Listed | Warrants to Issue Shares of the Issuer which are to be Listed | Warrants to Issue Shares of the Issuer which are to be Listed | Warrants to Issue Shares of the Issuer which are to be Listed | Warrants to Issue Shares of the Issuer which are to be Listed |
|---|---|---|---|---|---|---|
| Description of warrants (Date of expiry- dd/mm/yyyy) |
Currency of nominal value |
Nominal value at close of precedingmonth |
Exercised during the month |
Nominal value at close of the month |
No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
|
| 1. N/A ( / / ) Stock code (if listed) Class of shares issuable_(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 2. N/A ( / / ) Stock code (if listed) Class of shares issuable(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) |
) ) ) ) |
Total B. (Ordinary shares) (Preference shares) (Other class) |
N/A N/A N/A |
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| ( / / | ||||||
| ( / / | ||||||
| ( / / | ||||||
| ( / / | ||||||
Convertibles(i.e. Convertible into Shares of the Issuer which are to be Listed)
| Convertibles(i.e. Convertible into Shares of the Issuer which are to be Listed) | Convertibles(i.e. Convertible into Shares of the Issuer which are to be Listed) | Convertibles(i.e. Convertible into Shares of the Issuer which are to be Listed) | Convertibles(i.e. Convertible into Shares of the Issuer which are to be Listed) | Convertibles(i.e. Convertible into Shares of the Issuer which are to be Listed) | Convertibles(i.e. Convertible into Shares of the Issuer which are to be Listed) |
|---|---|---|---|---|---|
| Class and description | Currency of amount outstanding |
Amount at close of preceding month |
Converted during the month Amount at close of the month |
No. of new shares of issuer issued during the month pursuant thereto |
No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
| 1. N/A Stock code (if listed) Class of shares issuable_(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 2. N/A Stock code (if listed) Class of shares issuable(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A Stock code (if listed) Class of shares issuable(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A Stock code (if listed) Class of shares issuable(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy) |
) ) ) ) |
Total C. (Ordinary shares) (Preference shares) (Other class) |
N/A N/A N/A |
||
| ( / / | |||||
| ( / / | |||||
| ( / / | |||||
| ( / / | |||||
Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than those under Share Option Schemes)
No. of new shares of issuer which No. of new shares may be issued of issuer issued pursuant thereto Full particulars including EGM approval date during the month as at close of the (dd/mm/yyyy), if applicable, and class of shares issuable: pursuant thereto month
1. N/A
( / / ) shares (Note 1)
2. N/A
( / / ) shares (Note 1)
| 3. | N/A | ||
|---|---|---|---|
| (/ /) | |||
| shares_(Note 1)_ | |||
| Total D.(Ordinaryshares) | N/A | ||
| (Preference shares) | N/A | ||
| (Other class) | N/A | ||
Other Movements in Issued Share Capital
| Other Movements in Issued Share Capital | Other Movements in Issued Share Capital | Other Movements in Issued Share Capital | Other Movements in Issued Share Capital | Other Movements in Issued Share Capital |
|---|---|---|---|---|
| Type of Issue | No. of new shares of issuer issued during the month pursuant thereto |
No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||
| 1. Rights issue At price : State currency |
Class of shares issuable_(Note 1)_ Issue and allotment date: (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) |
( / / ) ( / / ) |
N/A | N/A |
| 2. Open offer At price : State currency |
Class of shares issuable_(Note 1)_ Issue and allotment date: (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) |
( / / ) ( / / ) |
N/A | N/A |
| 3. Placing At price : State currency |
Class of shares issuable_(Note 1)_ Issue and allotment date: (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) |
( / / ) ( / / ) |
N/A | N/A |
| 4. Bonus issue | Class of shares issuable_(Note 1)_ Issue and allotment date: (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) |
( / / ) ( / / ) |
N/A | N/A |
| Type of Issue | No. of new shares of issuer issued during the month pursuant thereto |
No. of new shares of issuer which may be issued pursuant thereto as at close of the month |
||
| 5. Scrip At price : State currency dividend |
Class of shares issuable_(Note 1)_ Issue and allotment date: (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) |
( / / ) ( / / ) |
N/A | N/A |
| 6. Repurchase of shares |
Class of shares repurchased_(Note 1)_ Cancellation date: (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) |
( / / ) ( / / ) |
N/A | N/A |
| 7. Redemption of shares |
Class of shares redeemed_(Note 1)_ Redemption date: (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) |
( / / ) ( / / ) |
N/A | N/A |
| 8. Consideration At price : State currency issue |
Class of shares issuable_(Note 1)_ Issue and allotment date: (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) |
( / / ) ( / / ) |
N/A | N/A |
| 9. Capital reorganisation |
Class of shares issuable_(Note 1)_ Issue and allotment date: (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy) |
( / / ) ( / / ) |
N/A | N/A |
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No. of new shares No. of new shares of
of issuer issued issuer which may be
during the month issued pursuant thereto
Type of Issue pursuant thereto as at close of the month
10. Other: At price : State currency Class of shares issuable (Note 1)
(Please specify)
Issue and allotment date: (dd/mm/yyyy) ( / / )
EGM approval date: (dd/mm/yyyy) ( / / ) N/A N/A
Total E. (Ordinary shares) N/A
(Preference shares) N/A
(Other class) N/A
Total increase / (decrease) in ordinary shares during the month
(i.e. Total of A to E): (1) N/A
(2) N/A
Total increase / (decrease) in preference shares during the month
(i.e. Total of A to E): N/A
Total increase / (decrease) in other classes of shares during
the month (i.e. Total of A to E): N/A
(These figures should be the same as the relevant figures under II above (“Movements in Issued
Share Capital”).)
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Remarks (if any):
Submitted by: Li Chaochun
Title: Chairman of the Board
(Director, Secretary or other duly authorised officer)
Notes :
1. State the class of shares (e.g. ordinary, preference or other).
2. If there is insufficient space, please append the prescribed continuation sheet.