CMOC Group Limited — Capital/Financing Update 2022

Aug 5, 2022

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness, and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

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CMOC Group Limited[*]

(a joint stock company incorporated in the People’s Republic of China with limited liability)

(Stock Code: 03993)

INSIDE INFORMATION RESULTS OF THE ISSUANCE OF THE 2022 SIXTH TRANCHE SUPER SHORT-TERM FINANCING INSTRUMENTS (TECHNOLOGY INNOVATION INSTRUMENT)

This announcement is made by CMOC Group Limited (the “ Company ”) pursuant to Rules 13.09 of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited (the “ Listing Rules* ”) and the Inside Information Provisions (as defined under the Listing Rules) under Part XIVA of the Securities and Futures Ordinance (Chapter 571, Laws of Hong Kong).

We refer to the announcement of the Company dated 14 January 2022 and the circular of the Company dated 29 April 2022 in relation to, among other things, the proposed issuance of debt financing instruments.

I. REGISTRATION OF THE SUPER SHORT-TERM FINANCING INSTRUMENTS

In accordance with the notice of acceptance of registration issued on 6 August 2021 (Zhong Shi Xie Zhu [2021] SCP No. 316) (the “ Notice ”) from the National Association of Financial Market Institutional Investors (the “ Association ”), the Association accepted the registration of the Company’s super short-term financing instruments. Pursuant to the Notice, the registration of the Company’s super short-term financing instruments in a principal amount of RMB6 billion will be valid for a period of two years from the issuance date of the Notice (namely 6 August 2021). The Company may issue the super short-term financing instruments in tranches during the effective period of registration, and shall file with the Association before making any issuance which is required to be filed after the registration. Upon completion of the issuance, the results of issuance shall be disclosed through channels recognized by the Association.

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II. ISSUANCE OF THE SUPER SHORT-TERM FINANCING INSTRUMENTS

On 4 August 2022, the Company successfully issued the 2022 sixth tranche of super short-term financing instruments (Technology Innovation Instrument). The issuance results are as follows:

On 4 August 2022, the Company successfully issued the 2022 sixth tranche of super short-term financing instruments (Technology Innovation Instrument). The issuance results are as follows:	On 4 August 2022, the Company successfully issued the 2022 sixth tranche of super short-term financing instruments (Technology Innovation Instrument). The issuance results are as follows:	On 4 August 2022, the Company successfully issued the 2022 sixth tranche of super short-term financing instruments (Technology Innovation Instrument). The issuance results are as follows:	On 4 August 2022, the Company successfully issued the 2022 sixth tranche of super short-term financing instruments (Technology Innovation Instrument). The issuance results are as follows:
Particulars of the issuance
Name	CMOC Group Limited 2022 sixth tranche super short-term financing instruments (Technology Innovation Instrument)	Abbreviation of the financing instruments	22 CMOC SCP006 (Technology Innovation Instrument)
Code	012282737	Term	137 days
Interest commencement date	5 August 2022	Payment date	20 December 2022
Total amount of the proposed issuance	RMB1 billion	Total amount of actual issuance	RMB1 billion
Coupon	2.25%	Issue price	RMB100 per note (RMB100 face value)
Application for subscription
Number of qualified applicants for subscription	8 units	Qualified subscription amount	RMB1 billion
Highest subscription price	2.25%	Lowest subscription price	2.00%
Number of valid subscription applicants	8 units	Amount of valid subscription	RMB1 billion
Bookrunner		Industrial Bank Co., Ltd.
Lead underwriter		Industrial Bank Co., Ltd.
Joint Lead Underwriter		Postal Savings Bank of China Co., Ltd.

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The Company will make further announcement(s) to keep shareholders and prospective investors informed of the progress of the issuance of the super short-term financing instruments.

By Order of the Board CMOC Group Limited* Yuan Honglin Chairman

Luoyang City, Henan Province, PRC, 5 August 2022

As at the date of this announcement, the Company’s executive directors are Mr. Sun Ruiwen and Mr. Li Chaochun; the Company’s non-executive directors are Mr. Yuan Honglin, Mr. Guo Yimin and Mr. Cheng Yunlei; and the Company’s independent non-executive directors are Mr. Wang Gerry Yougui, Ms. Yan Ye and Mr. Li Shuhua.

• For identification purpose only

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