CMOC Group Limited — Capital/Financing Update 2020

Sep 4, 2020

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Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy): 31/08/2020

To: Hong Kong Exchanges and Clearing Limited

Name of Issuer

China Molybdenum Co., Ltd. (a joint stock company incorporated in the People’s Republic of China with limited liability)

Date Submitted 04/09/2020

I. Movements in Authorised Share Capital

1. Ordinary Shares

1. OrdinaryShares	1. OrdinaryShares	1. OrdinaryShares	1. OrdinaryShares
(1) Stock code: 03993 Description: No. of ordinary shares Balance at close of preceding month 3,933,468,000 H Shares Increase/(decrease) Nil Balance at close of the month 3,933,468,000 H Shares		H Shares Par value (Renminbi) Authorised share capital (Renminbi) 0.20 786,693,600.00 N/A 0.20 786,693,600.00
		Par value (Renminbi) 0.20 0.20
(2) Stock code: 603993(Shanghai Stock Exchange) Description: No. of ordinary shares Par value (Renminbi) Balance at close of preceding month 17,665,772,583 A Shares 0.20 Increase/(decrease) Nil Balance at close of the month 17,665,772,583 A Shares 0.20			A Shares Authorised share capital_(Renminbi)_ 3,533,154,516.60 N/A 3,533,154,516.60

2. Preference Shares

2. Preference Shares	2. Preference Shares	2. Preference Shares	2. Preference Shares	2. Preference Shares	2. Preference Shares
Stock code: N/A Description: N/A No. of preference shares Balance at close of preceding month N/A Increase/(decrease) N/A Balance at close of the month N/A			N/A		Authorised share capital (State currency) N/A N/A N/A
				Par value (State currency)
		N/A
		N/A
3. Other Classes of	Shares
Stock code: N/A Description: N/A No. of other classes of shares Balance at close of preceding month N/A Increase/(decrease) N/A Balance at close of the month N/A			N/A		Authorised share capital (State currency) N/A N/A N/A
				Par value (State currency)

Total authorised share capital at the end of the month (Renminbi):

4,319,848,116.60

II. Movements in Issued Share Capital

II. Movements in Issued Share Capital	II. Movements in Issued Share Capital	II. Movements in Issued Share Capital	II. Movements in Issued Share Capital	II. Movements in Issued Share Capital	II. Movements in Issued Share Capital
Balance at close of preceding month Increase/(decrease) during the month Balance at close of the month		No. of ordinary shares (1)H Shares (2)A Shares		No. of preference shares	No. of other classes of shares
		3,933,468,000 H Shares Nil 3,933,468,000 H Shares	17,665,772,583 A Shares Nil 17,665,772,583 A Shares	N/A N/A N/A	N/A N/A N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable		Movement during the month	Movement during the month	Lapsed	No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
	Granted	Exercised	Cancelled
1. N/A ( / / ) shares (Note 1) 2. N/A ( / / ) shares (Note 1) 3. N/A ( / / ) shares (Note 1) Total funds raised during the month from exercise of options (State currency)			Total A. (Ordinary shares) (Preference shares) (Other class) N/A		N/A N/A N/A

Warrants to Issue Shares of the Issuer which are to be Listed

Warrants to Issue Shares of the Issuer which are to be Listed	Warrants to Issue Shares of the Issuer which are to be Listed	Warrants to Issue Shares of the Issuer which are to be Listed	Warrants to Issue Shares of the Issuer which are to be Listed	Warrants to Issue Shares of the Issuer which are to be Listed	Warrants to Issue Shares of the Issuer which are to be Listed
Description of warrants (Date of expiry– dd/mm/yyyy)	Currency of nominal value Nominal value at close of preceding month		Exercised during the month Nominal value at close of the month No. of new shares of issuer issued during the month pursuant thereto No. of new shares of issuer which may be issued pursuant thereto as at close of the month
1. N/A ( / / ) Stock code (if listed) Class of shares issuable_(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 2. N/A ( / / ) Stock code (if listed) Class of shares issuable(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A ( / / ) Stock code (if listed) Class of shares issuable(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A ( / / ) Stock code (if listed) Class of shares issuable(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy)		) ) ) )	Total B. (Ordinary shares) (Preference shares) (Other class)	N/A N/A N/A
	( / /
	( / /
	( / /
	( / /

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

Convertibles(i.e. Convertible into Shares of the Issuer which are to be Listed)	Convertibles(i.e. Convertible into Shares of the Issuer which are to be Listed)	Convertibles(i.e. Convertible into Shares of the Issuer which are to be Listed)	Convertibles(i.e. Convertible into Shares of the Issuer which are to be Listed)	Convertibles(i.e. Convertible into Shares of the Issuer which are to be Listed)	Convertibles(i.e. Convertible into Shares of the Issuer which are to be Listed)
Class and description	Currency of amount outstanding Amount at close of precedingmonth		Converted during the month Amount at close of the month	No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
1. N/A Stock code (if listed) Class of shares issuable_(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy)) 2. N/A Stock code (if listed) Class of shares issuable(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 3. N/A Stock code (if listed) Class of shares issuable(Note 1) Subscription price EGM approval date (if applicable) (dd/mm/yyyy) 4. N/A Stock code (if listed) Class of shares issuable(Note 1)_ Subscription price EGM approval date (if applicable) (dd/mm/yyyy)		) ) ) )	Total C. (Ordinary shares) (Preference shares) (Other class)	N/A N/A N/A
	( / /
	( / /
	( / /
	( / /

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)

No. of new shares of issuer which No. of new shares may be issued of issuer issued pursuant thereto Full particulars including EGM approval date (dd/mm/yyyy), during the month as at close of the if applicable, and class of shares issuable: pursuant thereto month

1. N/A

( / / ) shares (Note 1)

2. N/A

( / / ) shares (Note 1)

3. N/A

(/ /)
shares_(Note 1)_
Total D. (Ordinary shares)	N/A
(Preference shares)	N/A
(Other class)	N/A

Other Movements in Issued Share Capital

Other Movements in Issued Share Capital	Other Movements in Issued Share Capital	Other Movements in Issued Share Capital	Other Movements in Issued Share Capital
Type of Issue		No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
1. Rights issue At price: State currency Class of shares issuable_(Note 1)_ Issue and allotment date: (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	( / / ) ( / / )	N/A	N/A
2. Open offer At price: State currency Class of shares issuable_(Note 1)_ Issue and allotment date: (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	( / / ) ( / / )	N/A	N/A
3. Placing At price: State currency Class of shares issuable_(Note 1)_ Issue and allotment date: (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	( / / ) ( / / )	N/A	N/A
4. Bonus issue Class of shares issuable_(Note 1)_ Issue and allotment date: (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	( / / ) ( / / )	N/A	N/A

Type of Issue		No. of new shares of issuer issued during the month pursuant thereto	No. of new shares of issuer which may be issued pursuant thereto as at close of the month
5. Scrip dividend At price: State currency Class of shares issuable_(Note 1)_ Issue and allotment date: (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	( / / ) ( / / )	N/A	N/A
6. Repurchase of Class of shares repurchased_(Note 1)_ shares. Cancellation date: (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	( / / ) ( / / )	N/A	N/A
7. Redemption of Class of shares redeemed_(Note 1)_ shares Redemption date: (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	( / / ) ( / / )	N/A	N/A
8. Consideration At price: State currency Class of shares issuable_(Note 1)_ issue Issue and allotment date: (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	( / / ) ( / / )	N/A	N/A
9. Capital Class of shares issuable_(Note 1)_ reorganisation Issue and allotment date: (dd/mm/yyyy) EGM approval date: (dd/mm/yyyy)	( / / ) ( / / )	N/A	N/A

Type of Issue		No. of new shares of issuer issued during the month pursuant thereto		No. of new shares of issuer which may be issued pursuant thereto as at close of the month
10. Other (Please At price: State currency Class of shares issuable_(Note 1)_ specify) Issue and allotment date: (dd/mm/yyyy) ( / / ) EGM approval date: (dd/mm/yyyy) ( / / ) Total E. (Ordinary shares) (Preference shares) (Other class)			N/A N/A N/A N/A	N/A
Total increase/(decrease) in ordinary shares during the month (i.e. Total of A to E): (1) N/A (2) N/A Total increase/(decrease) in preference shares during the month (i.e. Total of A to E): N/A Total increase/(decrease) in other classes of shares during the month (i.e. Total of A to E): N/A (These figures should be the same as the relevant figures under II above (“Movements in Issued Share Capital”).)

IV. Confirmations

We hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued by the issuer during the month as set out in Part III which has not been previously disclosed in a return published under rule 13.25A, it has been duly authorized by the board of directors of the listed issuer and, insofar as applicable:

(Note 2)

• (i) all money due to the listed issuer in respect of the issue of securities has been received by it;

• (ii) all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under “Qualifications of listing” have been fulfilled;

• (iii) all (if any) conditions contained in the formal letter granting listing of and permission to deal in the securities have been fulfilled;

• (iv) all the securities of each class are in all respects identical (Note 3) ;

• (v) all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has been made with other legal requirements;

• (vi) all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue;

• (vii) completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase consideration for all such property has been duly satisfied; and

• (viii) the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the Registrar of Companies.

Remarks (if any):

Submitted by: Yuan Honglin

Title: Chairman of the Board

(Director, Secretary or other duly authorised officer)

Notes:

1. State the class of shares (e.g. ordinary, preference or other).

2. Items (i) to (viii) are suggested forms of confirmation which may be amended to meet individual cases. Where the issuer has already made the relevant confirmations in a return published under rule 13.25A in relation to the securities issued, no further confirmation is required to be made in this return.

3. “Identical” means in this context:

• the securities are of the same nominal value with the same amount called up or paid up;

• they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to exactly the same sum (gross and net); and

• they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.

4. If there is insufficient space, please append the prescribed continuation sheet.