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CME GROUP INC. — Director's Dealing 2022
Feb 14, 2022
29871_dirs_2022-02-14_eb0768d5-1c92-4cef-a5a1-08f3f92fea44.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2020-03-15
Reporting Person: Tobin Jack J (MD Chief Accounting Officer, MD Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-25 | Common Stock Class A | G | 100 | — | Disposed | 17747 | Direct |
| 2020-03-15 | Common Stock Class A | A | 494 | — | Acquired | 18241 | Direct |
| 2020-03-15 | Common Stock Class A | F | 145 | $182.01 | Disposed | 18096 | Direct |
| 2020-03-15 | Common Stock Class A | A | 494 | — | Acquired | 18590 | Direct |
| 2020-03-15 | Common Stock Class A | F | 145 | $182.01 | Disposed | 18445 | Direct |
Footnotes
F1: This transaction represented a gift of securities from the reporting person to his children, who do not share the reporting person's household.
F2: The original Form 4 filed on March 15, 2020 incorrectly reported 17,208 shares held directly. This amendment is being filed to correctly report the amount as 17,747 shares held directly.
F3: Represents shares earned from a 2016 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2017-2019.
F4: The original Form 4 filed on March 15, 2020 incorrectly reported 17,702 shares held directly. This amendment is being filed to correctly report the amount as 18,241 shares held directly.
F5: Mr. Tobin surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.
F6: The original Form 4 filed on March 15, 2020 incorrectly reported 17,557 shares held directly. This amendment is being filed to correctly report the amount as 18,096 shares held directly.
F7: The original Form 4 filed on March 15, 2020 incorrectly reported 18,051 shares held directly. This amendment is being filed to correctly report the amount as 18,590 shares held directly.
F8: The original Form 4 filed on March 15, 2020 incorrectly reported 17,906 shares held directly. This amendment is being filed to correctly report the amount as 18,445 shares held directly.