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CME GROUP INC. — Director's Dealing 2022
Feb 14, 2022
29871_dirs_2022-02-14_1b34366f-b416-40d4-bfd6-d492495e79de.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2021-12-31
Reporting Person: Sammann Derek (Sr MD Gl Hd Commodity & Option)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-26 | Common Stock Class A | G | 4822 | — | Disposed | 11507 | Direct |
| 2021-05-26 | Common Stock Class A | G | 4822 | — | Acquired | 14960 | Indirect |
| 2021-12-13 | Common Stock Class A | G | 2353 | — | Disposed | 9154 | Direct |
| 2021-12-13 | Common Stock Class A | G | 2353 | — | Acquired | 17313 | Indirect |
| 2021-12-14 | Common Stock Class A | G | 20 | — | Disposed | 9134 | Direct |
| 2021-12-14 | Common Stock Class A | G | 20 | — | Acquired | 17333 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock Class A | 2793 | Indirect |
| Common Stock Class A | 12517 | Indirect |
Footnotes
F1: This transaction represented a gift of securities from the reporting person to his spouse on May 26, 2021. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
F2: This transaction represented a gift of securities from the reporting person to his spouse on December 13, 2021. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
F3: This transaction represented a gift of securities from the reporting person to his spouse on December 14, 2021. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
F4: This Form 5 is being filed to correct the number of shares held directly by Mr. Sammann and indirectly by Mr. Sammann's spouse.
F5: This Form 5 is being filed to correctly report the number of shares held by Mr. Sammann's children. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose.