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CME GROUP INC. Director's Dealing 2022

Feb 14, 2022

29871_dirs_2022-02-14_1b34366f-b416-40d4-bfd6-d492495e79de.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2021-12-31

Reporting Person: Sammann Derek (Sr MD Gl Hd Commodity & Option)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-26 Common Stock Class A G 4822 Disposed 11507 Direct
2021-05-26 Common Stock Class A G 4822 Acquired 14960 Indirect
2021-12-13 Common Stock Class A G 2353 Disposed 9154 Direct
2021-12-13 Common Stock Class A G 2353 Acquired 17313 Indirect
2021-12-14 Common Stock Class A G 20 Disposed 9134 Direct
2021-12-14 Common Stock Class A G 20 Acquired 17333 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock Class A 2793 Indirect
Common Stock Class A 12517 Indirect

Footnotes

F1: This transaction represented a gift of securities from the reporting person to his spouse on May 26, 2021. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

F2: This transaction represented a gift of securities from the reporting person to his spouse on December 13, 2021. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

F3: This transaction represented a gift of securities from the reporting person to his spouse on December 14, 2021. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

F4: This Form 5 is being filed to correct the number of shares held directly by Mr. Sammann and indirectly by Mr. Sammann's spouse.

F5: This Form 5 is being filed to correctly report the number of shares held by Mr. Sammann's children. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose.