AI assistant
CME GROUP INC. — Director's Dealing 2019
Feb 14, 2019
29871_dirs_2019-02-14_cb1171a0-fa74-4e72-a786-c454e80f70bb.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2018-11-02
Reporting Person: Spencer Michael A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-02 | Common Stock Class A | A | 217385 | $0.0 | Acquired | 217385 | Direct |
| 2018-11-02 | Common Stock Class A | A | 2790545 | $0.0 | Acquired | 2790545 | Indirect |
| 2018-11-02 | Common Stock Class A | A | 2353 | $0.0 | Acquired | 2353 | Indirect |
Footnotes
F1: Received in exchange for shares of NEX Group plc ("NEX") in connection with the acquisition (the "Acquisition") of NEX by CME Group Inc. Pursuant to the terms of Acquisition, NEX shareholders received for each NEX Group ordinary share 500 pence in cash and 0.0444 shares of CME Group Class A common stock. The effective date of the Acquisition was November 2, 2018. The closing price on the trading day prior to the effective date of the Acquisition was $183.75 for CME Group Class A common stock. This Form 4A is being filed to correctly reflect the beneficial ownership of shares held directly and indirectly by Mr. Spencer, which the original Form 4 misstated.