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CME GROUP INC. — Director's Dealing 2019
Mar 19, 2019
29871_dirs_2019-03-19_d4d4c042-bdbd-4e25-ad02-d49fc62fbc05.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2019-03-15
Reporting Person: DUFFY TERRENCE A (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-15 | Common Stock Class A | A | 13124 | $0.0 | Acquired | 108776 | Direct |
| 2019-03-15 | Common Stock Class A | F | 5814 | $170.14 | Disposed | 102962 | Direct |
| 2019-03-15 | Common Stock Class A | A | 13124 | $0.0 | Acquired | 116086 | Direct |
| 2019-03-15 | Common Stock Class A | F | 5814 | $170.14 | Disposed | 110272 | Direct |
| 2019-03-15 | Common Stock Class A | F | 10 | $170.14 | Disposed | 110262 | Direct |
| 2019-03-15 | Common Stock Class A | F | 613 | $170.14 | Disposed | 109649 | Direct |
| 2019-03-15 | Common Stock Class A | A | 4408 | $0.0 | Acquired | 114057 | Direct |
Footnotes
F1: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018.
F2: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.
F3: Mr. Duffy surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/15/19.
F4: On March 15, 2019, Mr. Duffy received a performance grant of 4,408 shares of restricted stock based upon the company's achievement of relative total shareholder return relative to the S&P 500 for 2018.