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CME GROUP INC. — Director's Dealing 2019
Mar 19, 2019
29871_dirs_2019-03-19_51b00374-6f9c-4961-8d7e-408b29841025.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2019-03-15
Reporting Person: Pietrowicz John W. (Sr MD Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-15 | Common Stock Class A | A | 4724 | $0.0 | Acquired | 37444 | Direct |
| 2019-03-15 | Common Stock Class A | F | 2093 | $170.14 | Disposed | 35351 | Direct |
| 2019-03-15 | Common Stock Class A | A | 4724 | $0.0 | Acquired | 40075 | Direct |
| 2019-03-15 | Common Stock Class A | F | 2093 | $170.14 | Disposed | 37982 | Direct |
| 2019-03-16 | Common Stock Class A | F | 128 | $170.14 | Disposed | 37854 | Direct |
Footnotes
F1: Represents shares earned from a 2015 performance share award based on the company's achievement of net income margin growth relative to the diversified financial services index of the S&P 500 and total shareholder return relative to the S&P 500 measured over 2016-2018.
F2: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations in connection with the receipt of the performance share award.
F3: Mr. Pietrowicz surrendered shares to the Company in order to fulfill tax withholding obligations upon the vesting of restricted stock on 3/16/19.