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CME GROUP INC. — Director's Dealing 2019
Jun 10, 2019
29871_dirs_2019-06-10_9a097e70-06a0-4ccd-9271-3c1f1b6eedda.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2019-06-07
Reporting Person: Kometer Kevin (Sr MD Chief Information Office)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-07 | Common Stock Class A | M | 5720 | $54.37 | Acquired | 72122 | Direct |
| 2019-06-07 | Common Stock Class A | S | 5720 | $201.1927 | Disposed | 66402 | Direct |
| 2019-06-07 | Common Stock Class A | M | 10420 | $54.3 | Acquired | 76822 | Direct |
| 2019-06-07 | Common Stock Class A | S | 10420 | $201.1927 | Disposed | 66402 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-07 | Non-Qualified Stock Option (right to buy) | $54.3 | M | 10420 | Disposed | 2020-09-15 | Common Stock Class A (10420) | Direct |
| 2019-06-07 | Non-Qualified Stock Option (right to buy) | $54.37 | M | 5720 | Disposed | 2021-09-15 | Common Stock Class A (5720) | Direct |
Footnotes
F1: On June 7, 2019, Mr. Kometer sold an aggregate of 16,140 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $201.00 to $201.56. The Company maintains a record of the transactions and copies will be provided upon request.
F2: As of 9/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option.
F3: As of 9/15/2015, this option vested with respect to 100% of the granted number of shares covered by the option.