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CME GROUP INC. Director's Dealing 2019

Jun 13, 2019

29871_dirs_2019-06-13_aaff150a-f831-44dc-9319-7d1f6b76aa0d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2019-06-12

Reporting Person: Sammann Derek (Sr MD Gl Hd Commodity & Option)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-05-14 Common Stock Class A J 6411 $0.0 Disposed 15869 Direct
2019-05-15 Common Stock Class A G 495 $0.0 Disposed 15374 Direct
2019-05-15 Common Stock Class A G 4217 $0.0 Disposed 11157 Direct
2019-06-12 Common Stock Class A S 6400 $198.83 Disposed 4757 Direct
2019-05-15 Common Stock Class A G 495 $0.0 Acquired 2253 Indirect
2019-05-15 Common Stock Class A G 4217 $0.0 Acquired 16757 Indirect
2019-05-31 Common Stock Class A G 1000 $0.0 Disposed 15757 Indirect
2019-05-14 Common Stock Class A J 6411 $0.0 Acquired 17135 Indirect
2019-05-31 Common Stock Class A G 388 $0.0 Disposed 16747 Indirect

Footnotes

F1: Ownership has been updated to reflect the transfer of CME Group Class A common stock to reporting person's revocable living trust.

F2: This transaction represented a gift of securities from the reporting person to his children, who share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his children, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose.

F3: This transaction represented a gift of securities from the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

F4: On June 12, 2019, Mr. Sammann sold an aggregate of 6,400 shares of CME Group Class A common stock. For reporting purposes, the sale prices within a $1 range have been aggregated and the weighted average has been reported. The price ranges were $198.60 to $198.99 and $199.02 to $199.06. The Company maintains a record of the transactions and copies will be provided upon request.

F5: Ownership has been updated to reflect the transfer of 1,000 shares of common stock from the reporting person's spouse's revocable living trust into a charitable donor advised fund.

F6: Ownership has been updated to reflect the transfer of 388 shares of common stock from the reporting person's trust into a charitable donor advised fund.