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CME GROUP INC. — Director's Dealing 2017
Nov 30, 2017
29871_dirs_2017-11-30_9b34f3f4-4777-4335-b60a-fb6cf8105c13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2017-11-28
Reporting Person: Holzrichter Julie (Sr MD Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-28 | Common Stock Class A | M | 4580 | $54.37 | Acquired | 45563 | Direct |
| 2017-11-28 | Common Stock Class A | S | 4580 | $144.0839 | Disposed | 40983 | Direct |
| 2017-11-28 | Common Stock Class A | M | 8340 | $54.3 | Acquired | 49323 | Direct |
| 2017-11-28 | Common Stock Class A | S | 8340 | $144.0839 | Disposed | 40983 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-28 | Non-Qualified Stock Option (right to buy) | $54.3 | M | 8340 | Disposed | 2020-09-15 | Common Stock Class A (8340) | Direct |
| 2017-11-28 | Non-Qualified Stock Option (right to buy) | $54.37 | M | 4580 | Disposed | 2021-09-15 | Common Stock Class A (4580) | Direct |
Footnotes
F1: On November 28, 2017, Ms. Holzrichter sold an aggregate of 12,920 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were: $144.00 to $144.23. The Company maintains a record of the transactions and copies will be provided upon request.
F2: As of 9/15/2014, this option vested with respect to 100% of the granted number of shares covered by the option.
F3: As of 9/15/2015, this option vested with respect to 100% of the granted number of shares covered by the option.