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CME GROUP INC. — Director's Dealing 2017
Jun 15, 2017
29871_dirs_2017-06-15_9d09318a-689d-48af-9e56-3e1d856cd486.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2017-06-13
Reporting Person: TAYLOR KIMBERLY S (Sr MD&Pres Clearing Post-Trade)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-06-13 | Common Stock Class A | M | 7400 | $110.54 | Acquired | 115330 | Direct |
| 2017-06-13 | Common Stock Class A | S | 7400 | $125.9535 | Disposed | 107930 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-06-13 | Non-Qualified Stock Option (right to buy) | $110.54 | M | 7400 | Disposed | 2017-06-15 | Common Stock Class A (7400) | Direct |
Footnotes
F1: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.
F2: On June 13, 2017, Ms. Taylor sold an aggregate of 7,400 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $125.71 to $125.95 and $126.07 to $126.35. The Company maintains a record of the transactions and copies will be provided upon request.
F3: As of 6/15/2012, this option vested with respect to 100% of the granted number of shares covered by the option.