Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CME GROUP INC. Director's Dealing 2017

May 26, 2017

29871_dirs_2017-05-26_b3dc492c-0e12-4cd4-94a3-bc661492e8bc.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2017-05-24

Reporting Person: Cutinho Sunil (Sr MD & President CME Clearing)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-24 Common Stock Class A S 2600 $117.84 Disposed 21690 Direct
2017-05-24 Common Stock Class A M 890 $54.3 Acquired 22580 Direct
2017-05-24 Common Stock Class A S 890 $117.8463 Disposed 21690 Direct
2017-05-24 Common Stock Class A M 140 $54.23 Acquired 21830 Direct
2017-05-24 Common Stock Class A S 140 $117.8463 Disposed 21690 Direct
2017-05-24 Common Stock Class A M 550 $97.21 Acquired 22240 Direct
2017-05-24 Common Stock Class A S 550 $117.8463 Disposed 21690 Direct
2017-05-24 Common Stock Class A M 750 $110.54 Acquired 22440 Direct
2017-05-24 Common Stock Class A S 750 $117.8463 Disposed 21690 Direct
2017-05-24 Common Stock Class A M 3360 $54.37 Acquired 25050 Direct
2017-05-24 Common Stock Class A S 3360 $117.8463 Disposed 21690 Direct
2017-05-24 Common Stock Class A M 1975 $83.88 Acquired 23665 Direct
2017-05-24 Common Stock Class A S 1975 $117.85 Disposed 21690 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-05-24 Non-Qualified Stock Option (right to buy) $54.23 M 140 Disposed 2021-06-15 Common Stock Class A (140) Direct
2017-05-24 Non-Qualified Stock Option (right to buy) $54.3 M 890 Disposed 2020-09-15 Common Stock Class A (890) Direct
2017-05-24 Non-Qualified Stock Option (right to buy) $54.37 M 3360 Disposed 2021-09-15 Common Stock Class A (3360) Direct
2017-05-24 Non-Qualified Stock Option (right to buy) $83.88 M 1975 Disposed 2018-06-16 Common Stock Class A (1975) Direct
2017-05-24 Non-Qualified Stock Option (right to buy) $97.21 M 550 Disposed 2018-03-14 Common Stock Class A (550) Direct
2017-05-24 Non-Qualified Stock Option (right to buy) $110.54 M 750 Disposed 2017-06-15 Common Stock Class A (750) Direct

Footnotes

F1: This sale was completed pursuant to the terms of a pre-arranged trading plan established in accordance with Rule 10b5-1.

F2: On May 24, 2017, Mr. Cutinho sold an aggregate of 2,600 shares of CME Group Class A common stock. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $117.56 to $117.95 and $118.04 to $118.23. The Company maintains a record of the transactions and copies will be provided upon request.

F3: On May 24, 2017, Mr. Cutinho sold an aggregate of 7,665 shares of CME Group Class A common stock acquired from the exercise of options. For reporting purposes, the sales prices within a $1 range have been aggregated and the weighted average sales price has been reported. The price ranges were $117.50 to $117.97 and $118.00 to $118.23. The Company maintains a record of the transactions and copies will be provided upon request.

F4: As of June 15, 2015, this option vested with respect to 100% of the granted number of shares covered by the option.

F5: As of September 15, 2014, this option vested with respect to 100% of the granted number of shares covered by the option.

F6: As of September 15, 2015, this option vested with respect to 100% of the granted number of shares covered by the option.

F7: As of June 16, 2013, this option vested with respect to 100% of the granted number of shares covered by the option.

F8: As of March 14, 2013, this option vested with respect to 100% of the granted number of shares covered by the option.

F9: As of June 15, 2012, this option vested with respect to 100% of the granted number of shares covered by the option.