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CME GROUP INC. — Director's Dealing 2017
Aug 8, 2017
29871_dirs_2017-08-08_a969cfe3-2f11-4b37-90e8-8472088b5b09.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2017-08-07
Reporting Person: Holzrichter Julie (Sr MD Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-07 | Common Stock Class A | M | 5875 | $83.88 | Acquired | 43657 | Direct |
| 2017-08-07 | Common Stock Class A | S | 5875 | $125.6709 | Disposed | 37782 | Direct |
| 2017-08-07 | Common Stock Class A | M | 6040 | $56.87 | Acquired | 43822 | Direct |
| 2017-08-07 | Common Stock Class A | S | 6040 | $125.6709 | Disposed | 37782 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-07 | Non-Qualified Stock Option (right to buy) | $56.87 | M | 6040 | Disposed | 2019-09-15 | Common Stock Class A (6040) | Direct |
| 2017-08-07 | Non-Qualified Stock Option (right to buy) | $83.88 | M | 5875 | Disposed | 2018-06-16 | Common Stock Class A (5875) | Direct |
Footnotes
F1: On August 7, 2017, Ms. Holzrichter sold a total of 11,915 shares of CME Group Class A common stock at an average price of $125.67 per share, including the exercise of options. The price ranges were $125.65 through $125.70. The Company maintains a record of the transactions and copies will be provided upon request.
F2: As of September 15, 2013, this option vested with respect to 100% of the option.
F3: As of June 16, 2013, this option vested with respect to 100% of the option.
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