Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CME GROUP INC. Director's Dealing 2017

Aug 8, 2017

29871_dirs_2017-08-08_a969cfe3-2f11-4b37-90e8-8472088b5b09.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2017-08-07

Reporting Person: Holzrichter Julie (Sr MD Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-07 Common Stock Class A M 5875 $83.88 Acquired 43657 Direct
2017-08-07 Common Stock Class A S 5875 $125.6709 Disposed 37782 Direct
2017-08-07 Common Stock Class A M 6040 $56.87 Acquired 43822 Direct
2017-08-07 Common Stock Class A S 6040 $125.6709 Disposed 37782 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-08-07 Non-Qualified Stock Option (right to buy) $56.87 M 6040 Disposed 2019-09-15 Common Stock Class A (6040) Direct
2017-08-07 Non-Qualified Stock Option (right to buy) $83.88 M 5875 Disposed 2018-06-16 Common Stock Class A (5875) Direct

Footnotes

F1: On August 7, 2017, Ms. Holzrichter sold a total of 11,915 shares of CME Group Class A common stock at an average price of $125.67 per share, including the exercise of options. The price ranges were $125.65 through $125.70. The Company maintains a record of the transactions and copies will be provided upon request.

F2: As of September 15, 2013, this option vested with respect to 100% of the option.

F3: As of June 16, 2013, this option vested with respect to 100% of the option.