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CME GROUP INC. — Director's Dealing 2017
Feb 14, 2017
29871_dirs_2017-02-14_c513fd8a-683f-446c-abdc-9ba3cc80dcdb.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2016-12-31
Reporting Person: Carey Charles P (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock Class A | 49141.375 | Indirect |
| Common Stock Class A | 1904 | Indirect |
| Common Stock Class B1 | 1 | Indirect |
| Common Stock Class B2 | 1 | Indirect |
| Common Stock Class B3 | 1 | Indirect |
| Common Stock Class B4 | 1 | Indirect |
Footnotes
F1: This Form 5 is being filed to correct the number of shares of CME Group Class A and Class B common stock beneficially held by Mr. Carey. Mr. Carey is the principal of a trading firm that owns an aggregate of 49,141.375 shares of Class A common stock, one share of Class B-1 common stock, one share of Class B-2 common stock, one share of Class B-3 common stock and one share of Class B-4 common stock. In addition to his indirect holdings through the trading firm, Mr. Carey beneficially owns an additional 1,904 shares of Class A common stock through a trust.