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CME GROUP INC. — Director's Dealing 2017
Feb 28, 2017
29871_dirs_2017-02-28_4200db01-3c1f-4eb7-ae5e-c3b4487c7870.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2017-02-24
Reporting Person: Winkler Julie (Sr MD Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-24 | Common Stock Class A | S | 1549 | $122.56 | Disposed | 14095 | Direct |
| 2017-02-24 | Common Stock Class A | S | 609 | $122.51 | Disposed | 13486 | Direct |
| 2017-02-24 | Common Stock Class A | M | 855 | $83.88 | Acquired | 14341 | Direct |
| 2017-02-24 | Common Stock Class A | S | 855 | $122.4084 | Disposed | 13486 | Direct |
| 2017-02-24 | Common Stock Class A | M | 2875 | $109.72 | Acquired | 16361 | Direct |
| 2017-02-24 | Common Stock Class A | S | 2875 | $122.5572 | Disposed | 13486 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-24 | Non-Qualified Stock Option (right to buy) | $83.88 | M | 855 | Disposed | 2018-06-16 | Common Stock Class A (855) | Direct |
| 2017-02-24 | Non-Qualified Stock Option (right to buy) | $109.72 | M | 2875 | Disposed | 2017-09-14 | Common Stock Class A (2875) | Direct |
Footnotes
F1: On February 24, 2017, Ms. Winkler sold a total of 2,875 shares of CME Group Class A common stock at an average price of $122.56 per share, including the exercise of options. The price ranges were $122.54 through $122.56. The Company maintains a record of the transactions and copies will be provided upon request.
F2: As of 6/16/2013, this option vested with respect to 100% of the granted number of shares covered by the option.
F3: As of 9/14/2012, this option vested with respect to 100% of the granted number of shares covered by the option.