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CME GROUP INC. — Director's Dealing 2017
Feb 14, 2017
29871_dirs_2017-02-14_94a9c947-ba13-4091-a8a9-80fbc085d491.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2016-12-31
Reporting Person: SHEPARD WILLIAM R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-28 | Common Stock Class A | J | 116.22 | $53.19 | Acquired | 52340.4 | Direct |
| 2010-12-28 | Common Stock Class A | J | 95.05 | $65.31 | Acquired | 52435.45 | Direct |
| 2011-03-28 | Common Stock Class A | J | 128.19 | $59.16 | Acquired | 52563.64 | Direct |
| 2011-06-28 | Common Stock Class A | J | 134.3 | $56.74 | Acquired | 52697.95 | Direct |
| 2011-09-27 | Common Stock Class A | J | 142.06 | $53.9 | Acquired | 52840.01 | Direct |
| 2011-12-31 | Common Stock Class A | J | 158.23 | $48.65 | Acquired | 52998.24 | Direct |
| 2012-03-26 | Common Stock Class A | J | 207.96 | $59.3 | Acquired | 53206.2 | Direct |
| 2012-06-26 | Common Stock Class A | J | 231.5 | $53.67 | Acquired | 53437.7 | Direct |
| 2012-09-26 | Common Stock Class A | J | 222.29 | $56.86 | Acquired | 53659.99 | Direct |
| 2012-12-27 | Common Stock Class A | J | 252.99 | $50.36 | Acquired | 53912.98 | Direct |
| 2013-03-26 | Common Stock Class A | J | 209.19 | $61.44 | Acquired | 54122.17 | Direct |
| 2013-06-26 | Common Stock Class A | J | 169.78 | $76.26 | Acquired | 54291.96 | Direct |
| 2013-09-30 | Common Stock Class A | J | 173.55 | $75.04 | Acquired | 54465.51 | Direct |
| 2013-12-27 | Common Stock Class A | J | 164.12 | $79.83 | Acquired | 54629.63 | Direct |
| 2014-03-26 | Common Stock Class A | J | 180.47 | $76.25 | Acquired | 54810.1 | Direct |
| 2014-06-26 | Common Stock Class A | J | 197.96 | $69.65 | Acquired | 55008.06 | Direct |
| 2014-09-26 | Common Stock Class A | J | 175.43 | $79.46 | Acquired | 55183.49 | Direct |
| 2014-12-29 | Common Stock Class A | J | 155.2 | $90.34 | Acquired | 55338.69 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock Class A | 136623 | Indirect |
| Common Stock Class B1 | 5 | Indirect |
| Common Stock Class B2 | 5 | Indirect |
| Common Stock Class B3 | 2 | Indirect |
| Common Stock Class B4 | 1 | Indirect |
Footnotes
F1: This Form 5 is being filed to correct the number of shares of CME Group Class A common stock beneficially held by Mr. Shepard. Mr. Shepard acquired a total of 3,114.51 shares of CME Group Class A common stock under a broker directed dividend reinvestment plan (DRIP) on a quarterly basis from 9/28/2010 through 12/29/2014. His total direct ownership, including 3,114.51 shares, is 55,338.69.
F2: Adjusted to account for a subsequent 5 to 1 stock split to reflect current ownership and cost.
F3: Ownership has been updated to reflect the transfer of 136,623 shares of CME Group Class A common stock to Mr. Shepard's trust on December 9, 2016.