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CME GROUP INC. Director's Dealing 2017

Feb 14, 2017

29871_dirs_2017-02-14_94a9c947-ba13-4091-a8a9-80fbc085d491.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2016-12-31

Reporting Person: SHEPARD WILLIAM R (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-09-28 Common Stock Class A J 116.22 $53.19 Acquired 52340.4 Direct
2010-12-28 Common Stock Class A J 95.05 $65.31 Acquired 52435.45 Direct
2011-03-28 Common Stock Class A J 128.19 $59.16 Acquired 52563.64 Direct
2011-06-28 Common Stock Class A J 134.3 $56.74 Acquired 52697.95 Direct
2011-09-27 Common Stock Class A J 142.06 $53.9 Acquired 52840.01 Direct
2011-12-31 Common Stock Class A J 158.23 $48.65 Acquired 52998.24 Direct
2012-03-26 Common Stock Class A J 207.96 $59.3 Acquired 53206.2 Direct
2012-06-26 Common Stock Class A J 231.5 $53.67 Acquired 53437.7 Direct
2012-09-26 Common Stock Class A J 222.29 $56.86 Acquired 53659.99 Direct
2012-12-27 Common Stock Class A J 252.99 $50.36 Acquired 53912.98 Direct
2013-03-26 Common Stock Class A J 209.19 $61.44 Acquired 54122.17 Direct
2013-06-26 Common Stock Class A J 169.78 $76.26 Acquired 54291.96 Direct
2013-09-30 Common Stock Class A J 173.55 $75.04 Acquired 54465.51 Direct
2013-12-27 Common Stock Class A J 164.12 $79.83 Acquired 54629.63 Direct
2014-03-26 Common Stock Class A J 180.47 $76.25 Acquired 54810.1 Direct
2014-06-26 Common Stock Class A J 197.96 $69.65 Acquired 55008.06 Direct
2014-09-26 Common Stock Class A J 175.43 $79.46 Acquired 55183.49 Direct
2014-12-29 Common Stock Class A J 155.2 $90.34 Acquired 55338.69 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock Class A 136623 Indirect
Common Stock Class B1 5 Indirect
Common Stock Class B2 5 Indirect
Common Stock Class B3 2 Indirect
Common Stock Class B4 1 Indirect

Footnotes

F1: This Form 5 is being filed to correct the number of shares of CME Group Class A common stock beneficially held by Mr. Shepard. Mr. Shepard acquired a total of 3,114.51 shares of CME Group Class A common stock under a broker directed dividend reinvestment plan (DRIP) on a quarterly basis from 9/28/2010 through 12/29/2014. His total direct ownership, including 3,114.51 shares, is 55,338.69.

F2: Adjusted to account for a subsequent 5 to 1 stock split to reflect current ownership and cost.

F3: Ownership has been updated to reflect the transfer of 136,623 shares of CME Group Class A common stock to Mr. Shepard's trust on December 9, 2016.