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CME GROUP INC. — Director's Dealing 2015
Aug 5, 2015
29871_dirs_2015-08-05_72c7ee24-32de-4232-aced-6e8b11011f97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2015-08-03
Reporting Person: GILL PHUPINDER (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-03 | Common Stock Class A | M | 20025.0 | $88.13 | Acquired | 143069 | Direct |
| 2015-08-03 | Common Stock Class A | S | 20025.0 | $96.483 | Disposed | 123044 | Direct |
| 2015-08-03 | Common Stock Class A | S | 9400.0 | $96.3 | Disposed | 113644 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-08-03 | Non-Qualified Stock Option (right to buy) | $88.13 | M | 20025.0 | Disposed | 2016-06-15 | Common Stock Class A (20025) | Direct |
Footnotes
F1: On August 3, 2015, Mr. Gill sold a total of 20,025 shares of CME Group Class A common stock at an average price of $96.48 per share, including the exercise of options. The price ranges were $96.19 through $96.84. The Company maintains a record of the transactions and copies will be provided upon request.
F2: On August 3, 2015, Mr. Gill sold a total of 9,400 shares of CME Group Class A common stock at an average price of $96.30 per share. The price ranges were $96.20 through $96.47. The Company maintains a record of the transactions and copies will be provided upon request.
F3: On June 15, 2016, these options vested with respect to 100% of the granted number of shares covered by the option.