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CME GROUP INC. — Director's Dealing 2010
Feb 26, 2010
29871_dirs_2010-02-26_61e37149-7eb2-407c-a5c6-d75d091151c3.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CME GROUP INC. (CME)
CIK: 0001156375
Period of Report: 2010-02-19
Reporting Person: Pietrowicz John W. (MD, Bus. Dev. & Corp Finance)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock Class A | 849 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $72.61 | 2013-10-13 | Common Stock Class A (800) | Direct | |
| Non-Qualified Stock Option (right to buy) | $127 | 2014-06-14 | Common Stock Class A (1100) | Direct | |
| Non-Qualified Stock Option (right to buy) | $251.95 | 2015-06-15 | Common Stock Class A (800) | Direct | |
| Non-Qualified Stock Option (right to buy) | $284.34 | 2019-09-15 | Common Stock Class A (832) | Direct | |
| Non-Qualified Stock Option (right to buy) | $419.41 | 2018-06-16 | Common Stock Class A (1035) | Direct | |
| Non-Qualified Stock Option (right to buy) | $430.47 | 2016-03-15 | Common Stock Class A (100) | Direct | |
| Non-Qualified Stock Option (right to buy) | $440.65 | 2016-06-15 | Common Stock Class A (780) | Direct | |
| Non-Qualified Stock Option (right to buy) | $552.7 | 2017-06-15 | Common Stock Class A (925) | Direct |
Footnotes
F1: On October 13, 2008, this option vested with respect to 100% of the granted number of shares covered by the option.
F2: On June 14, 2009, this option vested with respect to 100% of the granted number of shares covered by the option.
F3: On June 15, 2009, this option vested with respect to 80% of the granted number of shares covered by the option. On the anniversary of that date in the following year, the option will vest with respect to an additional 20% of the shares covered by the option, subject to acceleration or termination in certain circumstances.
F4: These options were granted on September 15, 2009. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
F5: On June 16, 2009, this option vested with respect to 20% of the granted number of shares covered by the option. On the anniversary of that date in each of the following four subsequent years, the option will vest with respect to an additional 20% of the shares covered by the option, subject to acceleration or termination in certain circumstances.
F6: On March 15, 2009, this option vested with respect to 60% of the granted number of shares covered by the option. On the anniversary of that date in each of the following two subsequent years, the option will vest with respect to an additional 20% of the shares covered by the option, subject to acceleration or termination in certain circumstances.
F7: On June 15, 2009, this option vested with respect to 60% of the granted number of shares covered by the option. On the anniversary of that date in each of the following two subsequent years, the option will vest with respect to an additional 20% of the shares covered by the option, subject to acceleration or termination in certain circumstances.
F8: On June 15, 2009, this option vested with respect to 40% of the granted number of shares covered by the option. On the anniversary of that date in each of the following three subsequent years, the option will vest with respect to an additional 20% of the shares covered by the option, subject to acceleration or termination in certain circumstances.