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CMC Markets PLC Major Shareholding Notification 2016

Mar 11, 2016

4944_mrq_2016-03-11_72762eed-4297-4460-ab92-ed9cc9fd1373.html

Major Shareholding Notification

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National Storage Mechanism | Additional information

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RNS Number : 8485R

CMC Markets Plc

11 March 2016

Form TR1

TR1: NOTIFICATION OF MAJOR INTEREST IN SHARES
1. Identity of the issuer or the underlying issuer

of existing shares to which voting rights are

attached: ii
CMC MARKETS PLC
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached ü
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the

notification obligation: iii
PETER CRUDDAS
4. Full name of shareholder(s)

 (if different from 3.):iv
5. Date of the transaction and date on

which the threshold is crossed or

reached: v
09/03/2016
6. Date on which issuer notified: 10/03/2016
7. Threshold(s) that is/are crossed or

reached: vi, vii
N/A
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of

shares



if possible using

the ISIN CODE
Situation previous

to the triggering

transaction
Resulting situation after the triggering transaction
Number

of

Shares
Number

of

Voting

Rights
Number

of shares
Number of voting

rights
% of  voting rights x
Direct Direct xi Indirect xii Direct Indirect
Ordinary Shares 158,357,767 158,357,767 165,155,374 165,155,374 57.36
GB00B14SKR37
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial

instrument
Expiration

date xiii
Exercise/

Conversion Period xiv
Number of voting

rights that may be

acquired if the

instrument is

exercised/ converted.
% of voting

rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial

instrument
Exercise price Expiration date xvii Exercise/

Conversion period xviii
Number of voting rights instrument refers to % of voting rights xix, xx
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
165,155,374 57.36
9. Chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held, if applicable: xxi
Proxy Voting:
10. Name of the proxy holder: n/a
11. Number of voting rights proxy holder will cease

to hold:
n/a
12. Date on which proxy holder will cease to hold

voting rights:
n/a
13. Additional information: Pursuant to the Stock Lending Agreement with Morgan Stanley & Co. International Plc and Goldman Sachs Strategic Investments (U.K.) Limited, Peter Cruddas has had 6,797,607 Ordinary Shares re-delivered to him. The total number of voting rights held by Peter Cruddas is unaffected by this transaction.
14. Contact name: PETER CRUDDAS
15. Contact telephone number: 020 7170 8200

This information is provided by RNS

The company news service from the London Stock Exchange

END

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