Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Sign up Log in

CM Energy Tech Co., Ltd. Share Issue/Capital Change 2016

Nov 4, 2016

49033_rns_2016-11-04_1edcd466-2d93-4c39-b886-8e94d22f3a80.pdf

Share Issue/Capital Change

Open in viewer

Opens in your device viewer

==> picture [103 x 57] intentionally omitted <==

Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 31/10/2016

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer TSC Group Holdings Limited Date Submitted 04/11/2016

I. Movements in Authorised Share Capital

1. Ordinary Shares

1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares 1. Ordinary Shares
(1) Stock code :
206
Description :
TSC GROUP
No. of ordinary
shares
Par value
(State
currency)
Balance at close of preceding month
2,000,000,000
HK$0.10

Increase/(decrease)
Nil
Balance at close of the month
2,000,000,000
HK$0.10
 TSC GROUP Authorised share
capital
(State currency)
HK$200,000,000.00
Nil
HK$200,000,000.00
Par value
(State
currency)
HK$0.10

HK$0.10
(2) Stock code :
N/A
Description :
No. of ordinary
shares
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month		 N/A
Par value
(State
currency)
Authorised share
capital
(State currency)
Par value
(State
currency)
  1. Preference Shares

Stock code : N/A Description : N/A Par value Authorised share No. of preference (State capital shares currency) (State currency) Balance at close of preceding month Increase/(decrease) Balance at close of the month 3. Other Classes of Shares Stock code : N/A Description : N/A Par value Authorised share No. of other (State capital classes of shares currency) (State currency) Balance at close of preceding month Increase/(decrease) Balance at close of the month

Total authorised share capital at the end of the month (State currency) :

HK$200,000,000.00

II. Movements in Issued Share Capital

Balance at close of
preceding month
Increase/ (decrease)
during the month
Balance at close of the
month		 No. of ordinary shares
(1)
(2)		 No. of ordinary shares
(1)
(2)		 No of preference
shares
No. of other classes
of shares		 No of preference
shares
No. of other classes
of shares
707,120,204
NIL
707,120,204		 N/A
N/A
N/A		 N/A
N/A
N/A		 N/A
N/A
N/A

III. Details of Movements in Issued Share Capital

Share Options (under Share Option Schemes of the Issuer)

Particulars of share
option scheme
including EGM
approval date
(dd/mm/yyyy) and
class of shares
issuable		 Particulars of share
option scheme
including EGM
approval date
(dd/mm/yyyy) and
class of shares
issuable
Movement duringthe month Movement duringthe month Movement duringthe month No. of new shares of
issuer issued during
the month pursuant
thereto
No. of new shares of
issuer which may be
issued pursuant thereto
as at close of the month		 No. of new shares of
issuer issued during
the month pursuant
thereto
No. of new shares of
issuer which may be
issued pursuant thereto
as at close of the month
Granted Exercised Cancelled Lapsed






























1. Exercise Price:
Nil


Nil


Nil


Nil


Nil


Nil
 Nil
Nil
Nil
Nil
Nil
Nil		 Nil
Nil
Nil
Nil
Nil
Nil		 Nil Nil
Nil
Nil

Nil
Nil
Nil


 3,982,000
HK$ 2.43
(20/10/2005)
Ordinaryshares
(Note 1)

2. Exercise Price:		 Nil 5,410,000
HK$5.60
(20/10/2005)
Ordinaryshares
(Note 1)

3. Exercise Price:		 Nil 2,000,000
HK$5.23
(20/10/2005)
Ordinaryshares
(Note 1)
4. Exercise Price:
Nil		 1,700,000
HK$ 2.32
(20/10/2005)
Ordinaryshares
(Note 1)

5. Exercise Price:		 Nil 1,730,000
HK$ 0.54
(20/10/2005)
Ordinaryshares
(Note 1)

6. Exercise Price:		 Nil 8,058,000
HK$2.06
(05/08/2009)
Ordinaryshares
(Note 1)

Particulars of share
option scheme
including EGM
approval date
(dd/mm/yyyy) and
class of shares
issuable		 Movement duringthe month Movement duringthe month Movement duringthe month Movement duringthe month No. of new shares of
issuer issued during
the month pursuant
thereto
 No. of new shares of
issuer which may be
issued pursuant thereto
as at close of the month
Granted Exercised Cancelled Lapsed
7. Exercise Price:
Nil
Nil
Nil
Nil
HK$1.27

(05/08/2009)
Ordinaryshares
(Note 1)

8. Exercise Price:
Nil
Nil
Nil
Nil
HK$1.97

(05/08/2009)
Ordinaryshares
(Note 1)

9. Exercise Price:
Nil
Nil
Nil
Nil
HK$1.02

(05/08/2009)
Ordinaryshares
(Note 1)
10. Exercise Price:
Nil
Nil
Nil
Nil
HK$2.90

(05/08/2009)
Ordinaryshares
(Note 1)
11. Exercise Price:
Nil
Nil
Nil
Nil
HK$4.16

(05/08/2009)
Ordinaryshares
(Note 1)
12. Exercise Price:
Nil
Nil
Nil
Nil
HK$2.11

(05/08/2009)
Ordinaryshares
(Note 1)

Total A. (Ordinary shares)
(Preference shares)
(Other class)
Total funds raised during the month from exercise of
options (State currency)
NIL		 7. Exercise Price: Nil Nil
Nil
Nil
Nil
Nil
Nil
NIL
N/A
N/A		 4,430,000
HK$1.27
(05/08/2009)
Ordinaryshares
(Note 1)

8. Exercise Price:		 Nil 2,400,000
HK$1.97
(05/08/2009)
Ordinaryshares
(Note 1)

9. Exercise Price:		 Nil 5,369,000
HK$1.02
(05/08/2009)
Ordinaryshares
(Note 1)
10. Exercise Price:		 Nil 2,495,000
HK$2.90
(05/08/2009)
Ordinaryshares
(Note 1)
11. Exercise Price:		 Nil 960,000
HK$4.16
(05/08/2009)
Ordinaryshares
(Note 1)
12. Exercise Price:		 Nil 450,000
HK$2.11
(05/08/2009)
Ordinaryshares

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants
(Date of expiry- dd/mm/yyyy)		 Description of warrants
(Date of expiry- dd/mm/yyyy)		 Description of warrants
(Date of expiry- dd/mm/yyyy)		 Currency of
nominal
value
Nominal value at
close of
precedingmonth
Exercised
during the
month		 Currency of
nominal
value
Nominal value at
close of
precedingmonth
Exercised
during the
month		 Nominal value
at close of the
month
No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month
No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be issued
pursuant
thereto as at
close of the
month



1. N/A
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
2. N/A

(/ / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3. N/A

(/ / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4. N/A

(/ / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
(/ / )

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

Class and description Class and description Currency of
amount
outstanding		 Amount at close
of preceding
month
Converted
during the
month		 Amount at
close of the
month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of issuer
which may be
issued pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of issuer
which may be
issued pursuant
thereto as at
close of the
month



1. N/A

Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
2. N/A


(/ /)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3. N/A


(/ /)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4. N/A


(/ /)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
(/ /)

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)


thanunderShare OptionSchemes)
thanunderShare OptionSchemes)
Full particulars including EGM approval date (dd/mm/yyyy),
if applicable, and class of shares issuable:		 No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new shares of
issuer which may be
issued pursuant thereto
as at close of the month
1.
2.
3.		 The Companyhas approved the adoptionofthe ShareAward NIL
NIL

N/A

N/A		 21,213,606
Incentive Scheme on 27 May 2016, pursuant to which new Shares of
not more than 3% of the total number of issued Shares as at the
Adoption Date (i.e. 21,213,606 new Shares) will be allotted and
issued to the Trustee by the Company, and will be held on trust by
theTrusteeforthe SelectedParticipants before vesting.Fordetails,
please refer to the Company’s announcement dated 7 April 2016 and
the Company’s circulardated 8April 2016.
(AGM: 27/05/2016)
Ordinary shares_(Note 1)_
N/A
( / / )
shares (Note 1)
N/A
( / / )
shares_(Note 1)_
Total D. (Ordinary shares)
(Preference shares)
(Other class)

Other Movements in Issued Share Capital

Other Movements in Issued Share Capital
Type of Issue No. of new
shares of issuer
issued during
the month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month
1. Rights issue
At price :State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A
 N/A
2. Open offer
At price :State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A
 N/A
3. Placing
At price :State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A
 N/A
4. Bonus issue Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A
 N/A
Type of Issue No. of new
shares of issuer
issued during
the month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of issuer
issued during
the month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of issuer
issued during
the month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month
5. Scrip dividend
At price :State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A
 N/A
6. Repurchase of
shares		 Class
of
shares
repurchased_(Note 1)
Cancellation date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A
 N/A
7. Redemption of
shares		 Class
of
shares
redeemed_(Note 1)
Redemption date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A
 N/A
8. Consideration issue At price :State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
 N/A
 N/A
Type of Issue No. of new
shares of issuer
issued during
the month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of issuer
issued during
the month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of issuer
issued during
the month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of issuer
issued during
the month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month
9. Capital
reorganisation		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A
 N/A
10. Other
(Please specify)
At price :State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )		 N/A
 N/A
Total E. (Ordinary shares)
(Preference shares)
(Other class)		 N/A
N/A
N/A
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E): (1) NIL
(2) N/A
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E): N/A
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to E): N/A
(Thesefigures should be the same as the relevantfigures under II above(“Movements in Issued Share Capital”).)

Remarks (if any):

N/A

Submitted by: Tricor Investor Services Limited

Title: Hong Kong Branch Share Registrar (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.

More from CM Energy Tech Co., Ltd.

M&A Activity 2026
May 26
Regulatory Filings 2026
May 15
Capital/Financing Update 2026
May 12
Regulatory Filings 2026
May 12
Regulatory Filings 2026
May 5
AGM Information 2026
Apr 30
AGM Information 2026
Apr 30
AGM Information 2026
Apr 30
Annual Report 2026
Apr 30
Regulatory Filings 2026
Apr 2
View all filings →