Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CLEVELAND-CLIFFS INC. Major Shareholding Notification 2015

Jan 27, 2015

30881_mrq_2015-01-28_0324fb0d-8bb2-4625-a675-f851324b548b.zip

Major Shareholding Notification

Open in viewer

Opens in your device viewer

SC 13G/A 1 s000721x1_sc13ga.htm SC 13G/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G-A

Under the Securities Exchange Act of 1934

Cliffs Natural Resources, Inc.

Field: Rule-Page

Field: /Rule-Page

(Name of Issuer)

COMMON STOCK, $0.125 PAR VALUE PER SHARE

Field: Rule-Page

Field: /Rule-Page

(Title of Class of Securities)

18683K101

(CUSIP Number)

December 31, 2014

Field: Rule-Page

Field: /Rule-Page

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

ý Rule 13d-1(c)

o Rule 13d-1(d)

  • The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Field: Page; Sequence: 1

Field: /Page

CUSIP No. 18683K101
1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). George
W. Connell
2. Check the Appropriate Box if a Member of a Group (See
Instructions) (a) o (b) o
3. SEC Use Only
4 . Citizenship or Place of Organization: Commonwealth
of Pennsylvania, USA
Number of Shares Beneficially Owned by Each Reporting Person With 5. Sole
Voting Power 12,000,000
6. Shared
Voting Power 0
7. Sole
Dispositive Power: 12,000,000
8. Shared
Dispositive Power 0
9. Aggregate Amount Beneficially Owned by Each Reporting person: 12,000,000
10. Check
if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
11. Percent of Class Represented by Amount in Row (9) 7.83%
12. Type of Reporting Person (See Instructions) IN

Field: Page; Sequence: 2; Options: NewSection; Value: 2

2

Field: /Page

| Item 1. | (a) | Name of Issuer : Cliffs
Natural Resources, Inc. | |
| --- | --- | --- | --- |
| | (b) | Address of Issuer’s Principal Executive Offices: 200
Public Square, Suite 3300, Cleveland OH 44114-2315 | |
| Item 2. | (a) | Name of Person Filing: George
W. Connell | |
| | (b) | Address of Principal Business Office or, if none, Residence: Three
Radnor Corporate Center, Suite 450, Radnor, PA, 19087 | |
| | (c) | Citizenship: Pennsylvania,
USA | |
| | (d) | Title of Class of Securities: Common
Stock, $0.125 Par Value Per Share | |
| | (e) | CUSIP Number: 18683K101 | |
| Item 3. | | | |
| Item 4. | Ownership. Provide the following information regarding the aggregate
number and percentage of the class of securities of the issuer identified in Item 1. | | |
| | (a) | Amount beneficially owned: 12,000,000 | |
| | (b) | Percent of class : 7.83% | |
| | (c) | Number of shares as to which the person has: | |
| | | (i) | Sole power to vote or
to direct the vote 12,000,000 |
| | | (ii) | Shared power to vote
or to direct the vote 0 |
| | | (iii) | Sole power to dispose
or to direct the disposition of 12,000,000 |
| | | (iv) | Shared power to dispose
or to direct the disposition of 0 |
| Item 5. | Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that
as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities,
check the following o | | |
| Item 6. | Ownership of More than Five Percent on Behalf of Another Person N/A | | |
| Item 7. | Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company or Control Person. N/A | | |
| Item 8. | Identification and Classification of Members of the Group N/A | | |
| Item 9. | Notice of Dissolution of Group N/A | | |
| Item 10. | Certification By signing below I
certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held
for the purpose or with the effect of changing or influencing the control of the issuer of such securities and were not
acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. | | |

Field: Page; Sequence: 3; Value: 2

3

Field: /Page

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: January 27, 2015

GEORGE W. CONNELL
By: /s/ George W. Connell
George W. Connell

Field: Page; Sequence: 4; Value: 2

4

Field: /Page