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Clearway Energy, Inc. — Director's Dealing 2015
Jun 3, 2015
30963_dirs_2015-06-03_de560011-fa99-4f92-848b-0b824aa39fa8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NRG Yield, Inc. (NYLD)
CIK: 0001567683
Period of Report: 2015-05-14
Reporting Person: Ford Brian R. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-14 | Class C Common Stock, par value $.01 per share | J | 5729 | — | Acquired | 5729 | Direct |
| 2015-06-01 | Class C Common Stock, par value $.01 per share | A | 2951 | — | Acquired | 8680 | Direct |
| 2015-06-01 | Class C Common Stock, par value $.01 per share | A | 239 | — | Acquired | 8919 | Direct |
| 2015-06-01 | Class A Common Stock, par value $.01 per share | A | 219 | — | Acquired | 5948 | Direct |
Footnotes
F1: Shares of Class C Common Stock were acquired through a stock split pursuant to the recapitalization of the Issuer on May 14, 2015, whereby each issued and outstanding share of Class A Common Stock was split into one share of Class A Common Stock and one share of Class C Common Stock.
F2: Represents 2,951 Deferred Stock Units issued to the reporting person by NRG Yield, Inc. under NRG Yield, Inc.'s Amended and Restated Equity Incentive Plan.
F3: Each Deferred Stock Unit is equivalent in value to one share of NRG Yield, Inc.'s Class C Common Stock, par value $.01 per share. The reporting person will receive from NRG Yield, Inc. one such share of Class C Common Stock for each Deferred Stock Unit he/she owns upon termination of his/her service on NRG Yield, Inc.'s Board of Directors. The dividend equivalent rights accrued on the reporting person's Deferred Stock Units which they have received. Each dividend equivalent right is the economic equivalent of one share of the Class C Common Stock of NRG Yield, Inc.
F4: Represents dividend equivalent rights accrued on the reporting person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of NRG Yield, Inc. as determined by the Deferred Stock Unit to which they relate.
F5: Includes 421 dividend equivalent rights that may only be settled in Class C Common Stock.
F6: Includes 401 dividend equivalent rights that may only be settled in Class A Common Stock.