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Clearwater Analytics Holdings, Inc. — Director's Dealing 2025
Nov 19, 2025
30926_dirs_2025-11-19_804e1df6-6ecb-4d01-9ce1-01ccb7ee8c5a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Clearwater Analytics Holdings, Inc. (CWAN)
CIK: 0001866368
Period of Report: 2025-11-17
Reporting Person: Cox James S (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-11-17 | Class A Common Stock | M | 12727.00 | $4.40 | Acquired | 351710.00 | Direct |
| 2025-11-17 | Class A Common Stock | M | 3685.00 | $4.40 | Acquired | 355395.00 | Direct |
| 2025-11-17 | Class A Common Stock | S | 1405.00 | $19.54 | Disposed | 353990.00 | Direct |
| 2025-11-17 | Class A Common Stock | S | 4870.00 | $19.7717 | Disposed | 349120.00 | Direct |
| 2025-11-17 | Class A Common Stock | F | 2280.00 | $19.54 | Disposed | 346840.00 | Direct |
| 2025-11-17 | Class A Common Stock | F | 7857.00 | $19.7717 | Disposed | 338983.00 | Direct |
| 2025-11-17 | Class A Common Stock | S | 5000.00 | $19.774 | Disposed | 333983.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-11-17 | Stock Option (Right to Buy) | $4.40 | M | 3685.00 | Disposed | 2029-05-20 | Class A Common Stock (3685.00) | Direct |
| 2025-11-17 | Stock Option (Right to Buy) | $4.40 | M | 12727.00 | Disposed | 2029-05-20 | Class A Common Stock (12727.00) | Direct |
Footnotes
F1: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2024.
F2: This transaction was executed in multiple trades at prices ranging from $19.34 USD to $20.52 USD; the price reported above reflects the weighted average sale price.
F3: The sale reported on this Form 4 includes shares withheld to cover tax withholding obligations in connection with the exercise and settlement of stock options. The sale is mandated by the Issuer and does not represent a discretionary transaction by the Reporting Person.
F4: This transaction was executed in multiple trades at prices ranging from $19.31 USD to $20.42 USD; the price reported above reflects the weighted average sale price.
F5: Vests 120,000 share(s) on 20-May-2020, 198,000 share(s) on 02-Nov-2020, 70,500 share(s) on 20-May-2021, 70,500 share(s) on 20-May-2022, 70,500 share(s) on 20-May-2023, 70,500 share(s) on 20-May-2024
F6: Vests 297,000 share(s) on 02-Nov-2020, 180,000 share(s) on 21-Jan-2020, 105,750 share(s) on 05-Mar-2021, 105,750 share(s) on 01-Jan-2022, 105,750 share(s) on 01-Jan-2023, 105,750 share(s) on 01-Jan-2024