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Clearwater Analytics Holdings, Inc. — Director's Dealing 2022
Nov 16, 2022
30926_dirs_2022-11-16_437de3fc-7ecd-42c8-af5e-823ed6774a64.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Clearwater Analytics Holdings, Inc. (CWAN)
CIK: 0001866368
Period of Report: 2022-11-15
Reporting Person: Blendu Cynthia Ann (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-15 | Class A Common Stock | M | 16000.00 | $4.40 | Acquired | 19439.00 | Direct |
| 2022-11-15 | Class A Common Stock | S | 16000.00 | $18.5621 | Disposed | 3439.00 | Direct |
| 2022-11-16 | Class A Common Stock | M | 19081.00 | $4.40 | Acquired | 22520.00 | Direct |
| 2022-11-16 | Class A Common Stock | M | 30919.00 | $4.40 | Acquired | 53439.00 | Direct |
| 2022-11-16 | Class A Common Stock | S | 19081.00 | $18.3667 | Disposed | 34358.00 | Direct |
| 2022-11-16 | Class A Common Stock | S | 30919.00 | $18.2642 | Disposed | 3439.00 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-15 | Stock Option (Right to Buy) | $4.40 | M | 16000.00 | Disposed | 2029-01-01 | Class A Common Stock (16000.00) | Direct |
| 2022-11-16 | Stock Option (Right to Buy) | $4.40 | M | 19081.00 | Disposed | 2029-01-01 | Class A Common Stock (19081.00) | Direct |
| 2022-11-16 | Stock Option (Right to Buy) | $4.40 | M | 30919.00 | Disposed | 2029-01-01 | Class A Common Stock (30919.00) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $18.50 USD to $18.66 USD; the price reported above reflects the weighted average sale price.
F2: This transaction was executed in multiple trades at prices ranging from $18.25 USD to $18.50 USD; the price reported above reflects the weighted average sale price.
F3: This transaction was executed in multiple trades at prices ranging from $18.25 USD to $18.43 USD; the price reported above reflects the weighted average sale price.
F4: Vests 34,649 share(s) on 02-Nov-2020, 20,999 share(s) on 21-Jan-2020, 12,338 share(s) on 05-Mar-2021, 12,338 share(s) on 01-Jan-2022, 12,338 share(s) on 01-Jan-2023, 12,338 share(s) on 01-Jan-2024
F5: Vests 14,000 share(s) on 01-Jan-2020, 23,100 share(s) on 02-Nov-2020, 8,225 share(s) on 01-Jan-2021, 8,225 share(s) on 01-Jan-2022, 8,225 share(s) on 01-Jan-2023, 8,225 share(s) on 01-Jan-2024