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Clearwater Analytics Holdings, Inc. — Director's Dealing 2021
Sep 24, 2021
30926_dirs_2021-09-23_9c7ff3a6-1e3e-4eed-99ae-2554cb87f5d3.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Clearwater Analytics Holdings, Inc. (CWAN)
CIK: 0001866368
Period of Report: 2021-09-23
Reporting Person: Price James Douglas (Chief Quality Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $4.00 | 2027-12-31 | Class A Common Stock (456480) | Direct | |
| Employee Stock Option (right to buy) | $4.00 | 2027-12-31 | Class A Common Stock (304320) | Direct | |
| Employee Stock Option (right to buy) | $4.00 | 2028-12-31 | Class A Common Stock (56700) | Direct | |
| Employee Stock Option (right to buy) | $4.00 | 2028-12-31 | Class A Common Stock (37800) | Direct | |
| Employee Stock Option (right to buy) | $12.40 | 2031-03-07 | Class A Common Stock (62500) | Direct |
Footnotes
F1: Of the amount reported, options to purchase 312,480 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable on January 1, 2022.
F2: Of the amount reported, options to purchase 208,230 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable on January 1, 2022.
F3: Of the amount reported, options to purchase 26,700 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in two equal annual installments beginning on and including January 1, 2022.
F4: Of the amount reported, options to purchase 17,800 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in two equal annual installments beginning on and including April 10, 2022.
F5: The reported securities are options which vest and become exercisable as follows: one installment reflecting 25% of the remaining options vests and becomes exercisable on January 1, 2022 and the remainder vests and becomes exercisable 1/48th in 36 equal monthly installments beginning on February 1, 2022.