Clearwater Analytics Holdings, Inc. — Director's Dealing 2021

Sep 24, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Clearwater Analytics Holdings, Inc. (CWAN)
CIK: 0001866368
Period of Report: 2021-09-23

Reporting Person: Erickson Scott Stanley (See Remarks)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$4.00	2027-12-31	Class A Common Stock (173080)		Direct
Employee Stock Option (right to buy)	$4.00	2027-12-31	Class A Common Stock (259620)		Direct
Employee Stock Option (right to buy)	$4.00	2028-12-31	Class A Common Stock (41603)		Direct
Employee Stock Option (right to buy)	$4.00	2028-12-31	Class A Common Stock (27735)		Direct
Employee Stock Option (right to buy)	$4.40	2029-01-01	Class A Common Stock (25377)		Direct
Employee Stock Option (right to buy)	$4.40	2029-01-01	Class A Common Stock (16918)		Direct
Employee Stock Option (right to buy)	$4.40	2030-01-01	Class A Common Stock (17132)		Direct
Employee Stock Option (right to buy)	$4.40	2030-01-01	Class A Common Stock (11422)		Direct
Employee Stock Option (right to buy)	$4.40	2030-01-01	Class A Common Stock (45039)		Direct
Employee Stock Option (right to buy)	$4.40	2030-01-01	Class A Common Stock (30026)		Direct
Employee Stock Option (right to buy)	$12.40	2031-03-07	Class A Common Stock (437500)		Direct

Footnotes

F1: Of the amount reported, options to purchase 159,080 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable on January 1, 2022.

F2: Of the amount reported, options to purchase 238,620 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable on January 1, 2022.

F3: Of the amount reported, options to purchase 28,102 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in two equal annual installments beginning on and including January 1, 2022.

F4: Of the amount reported, options to purchase 18,735 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in two equal annual installments beginning on and including April 10, 2022.

F5: Of the amount reported, options to purchase 12,157 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in three equal annual installments beginning on and including January 1, 2022.

F6: Of the amount reported, options to purchase 8,105 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in three equal annual installments beginning on and including January 1, 2022.

F7: Of the amount reported, options to purchase 5,634 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in four equal annual installments beginning on and including January 1, 2022.

F8: Of the amount reported, options to purchase 3,756 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in four equal annual installments beginning on and including January 1, 2022.

F9: Of the amount reported, options to purchase 17,198 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in four equal annual installments beginning on and including January 1, 2022.

F10: Of the amount reported, options to purchase 11,465 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in four equal annual installments beginning on and including January 1, 2022.

F11: The reported securities are options which vest and become exercisable as follows: one installment reflecting 25% of the options vests and becomes exercisable on January 1, 2022 and the remainder vests and becomes exercisable 1/48th in 36 equal monthly installments beginning on February 1, 2022.