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Clearwater Analytics Holdings, Inc. — Director's Dealing 2021
Sep 24, 2021
30926_dirs_2021-09-23_71341bf0-42e0-4317-ad3b-978ce23b360b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Clearwater Analytics Holdings, Inc. (CWAN)
CIK: 0001866368
Period of Report: 2021-09-23
Reporting Person: Blendu Cynthia Ann (See Remarks)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $4.40 | 2029-01-01 | Class A Common Stock (47369) | Direct | |
| Employee Stock Option (right to buy) | $4.40 | 2029-01-01 | Class A Common Stock (71054) | Direct | |
| Employee Stock Option (right to buy) | $4.40 | 2029-07-01 | Class A Common Stock (55828) | Direct | |
| Employee Stock Option (right to buy) | $4.40 | 2029-07-01 | Class A Common Stock (37219) | Direct | |
| Employee Stock Option (right to buy) | $4.40 | 2030-01-01 | Class A Common Stock (61700) | Direct | |
| Employee Stock Option (right to buy) | $4.40 | 2030-01-01 | Class A Common Stock (41133) | Direct | |
| Employee Stock Option (right to buy) | $4.40 | 2030-01-01 | Class A Common Stock (26014) | Direct | |
| Employee Stock Option (right to buy) | $4.40 | 2030-01-01 | Class A Common Stock (17343) | Direct | |
| Employee Stock Option (right to buy) | $12.40 | 2031-03-07 | Class A Common Stock (125000) | Direct |
Footnotes
F1: Of the amount reported, options to purchase 22,694 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in three equal annual installments beginning on and including January 1, 2022.
F2: Of the amount reported, options to purchase 34,041 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in three equal annual installments beginning on and including January 1, 2022.
F3: Of the amount reported, options to purchase 26,746 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in three equal annual installments beginning on and including January 1, 2022.
F4: Of the amount reported, options to purchase 17,831 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in three equal annual installments beginning on and including July 1, 2022.
F5: Of the amount reported, options to purchase 20,293 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in four equal annual installments beginning on and including January 1, 2022.
F6: Of the amount reported, options to purchase 13,529 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in four equal annual installments beginning on and including January 1, 2022.
F7: Of the amount reported, options to purchase 9,933 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in four equal annual installments beginning on and including January 1, 2022.
F8: Of the amount reported, options to purchase 6,622 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in four equal annual installments beginning on and including January 1, 2022.
F9: The reported securities are options which vest and become exercisable as follows: one installment reflecting 25% of the options vests and becomes exercisable on January 1, 2022 and the remainder vests and becomes exercisable 1/48th in 36 equal monthly installments beginning on February 1, 2022.