Clearwater Analytics Holdings, Inc. — Director's Dealing 2021

Sep 24, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Clearwater Analytics Holdings, Inc. (CWAN)
CIK: 0001866368
Period of Report: 2021-09-23

Reporting Person: Sahai Sandeep (Director, Chief Executive Officer)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$4.00	2027-12-31	Class A Common Stock (64905)		Direct
Employee Stock Option (right to buy)	$4.00	2027-12-31	Class A Common Stock (43270)		Direct
Employee Stock Option (right to buy)	$4.40	2028-11-29	Class A Common Stock (1539293)		Direct
Employee Stock Option (right to buy)	$4.40	2028-11-29	Class A Common Stock (1026195)		Direct
Employee Stock Option (right to buy)	$4.40	2030-01-01	Class A Common Stock (402707)		Direct
Employee Stock Option (right to buy)	$4.40	2030-01-01	Class A Common Stock (268471)		Direct
Employee Stock Option (right to buy)	$12.40	2031-03-07	Class A Common Stock (1350000)		Direct

Footnotes

F1: Of the amount reported, options to purchase 59,655 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable on January 1, 2022.

F2: Of the amount reported, options to purchase 39,770 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable on January 1, 2022.

F3: Of the amount reported, options to purchase 1,039,792 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in two equal annual installments beginning on and including January 1, 2022.

F4: Of the amount reported, options to purchase 693,195 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in two equal annual installments beginning on and including March 19, 2022.

F5: Of the amount reported, options to purchase 153,778 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in four equal annual installments beginning on and including January 1, 2022.

F6: Of the amount reported, options to purchase 102,518 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining options vest and become exercisable in four equal annual installments beginning on and including January 1, 2022.

F7: Of the amount reported, no options to purchase shares of Class A Common Stock are vested. The remaining options vest and become exercisable as follows: one installment reflecting 25% of the remaining options vests and becomes exercisable on January 1, 2022 and the remainder vests and becomes exercisable 1/48th in 36 equal monthly installments beginning on February 1, 2022.