AI assistant
Clearwater Analytics Holdings, Inc. — Director's Dealing 2021
Sep 24, 2021
30926_dirs_2021-09-23_f199cc9d-5e55-4d76-83a7-d5caeffd06ad.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Clearwater Analytics Holdings, Inc. (CWAN)
CIK: 0001866368
Period of Report: 2021-09-23
Reporting Person: Cox James S (Chief Financial Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $4.40 | 2029-05-20 | Class A Common Stock (609030) | Direct | |
| Employee Stock Option (right to buy) | $4.40 | 2029-05-20 | Class A Common Stock (406020) | Direct | |
| Employee Stock Option (right to buy) | $4.40 | 2030-01-01 | Class A Common Stock (124866) | Direct | |
| Employee Stock Option (right to buy) | $4.40 | 2030-01-01 | Class A Common Stock (83244) | Direct | |
| Employee Stock Option (right to buy) | $12.40 | 2031-03-07 | Class A Common Stock (437500) | Direct |
Footnotes
F1: Of the amount reported, options to purchase 291,780 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining amount reported vests in three equal annual installments beginning on and including January 1, 2022.
F2: Of the amount reported, options to purchase 194,520 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining amount reported vests in three equal annual installments beginning on and including May 20, 2022.
F3: Of the amount reported, options to purchase 47,681 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining amount reported vests in four equal annual installments beginning on and including January 1, 2022.
F4: Of the amount reported, options to purchase 31,787 shares of Class A Common Stock are vested and become exercisable on November 23, 2021. The remaining amount reported vests in four equal annual installments beginning on and including January 1, 2022.
F5: The reported securities are options vest and become exercisable as follows: one installment reflecting 25% of the remaining options vests and becomes exercisable on January 1, 2022 and the remainder vests and becomes exercisable 1/48th in 36 equal monthly installments beginning on February 1, 2022.