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CLEARVUE TECHNOLOGIES LIMITED Major Shareholding Notification 2021

Jun 10, 2021

64697_rns_2021-06-10_45cc64f0-2e1b-49d2-b4d2-5709fd44d028.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme ClearVue Technologies Limited ACN/ARSN ACN 071 397 487 1. Details of substantial holder (1) Name Victor Rosenberg ACN/ARSN (if applicable) - There was a change in the interests of the substantial holder on 10 June 2021 The previous notice was given to the company on 25 May 2018 The previous notice was dated 25 May 2018

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person’s votes Voting power (5) Person’s votes Voting power (5)
Ordinary Shares 22,660,099 23.84% 27,070,198 13.60%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of change (6) Consideration given
in relation to change
(7)
Class and number
of securities
affected
Person's votes
affected
See Annexure A

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant
interest
Registered holder
of securities
Person entitled to be
registered as holder
(8)
Nature of relevant
interest (6)
Class and number
of securities
Person's
votes
See Annexure B

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
N/A N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Victor Rosenberg C-/ 16 Ord Street, West Perth WA 6005

Signature

re
Print name
Sign here
Victor Rosenberg
Capacity
Individual
Date
10 June 2021

Annexure 'A'

This is Annexure A of 1 page referred to in Form 604 Notice of change of interests of substantial holder signed by me and dated 10 June 2021.

Print Name
Signature
Victor Rosenberg
Capacity
Individual
Date
10 June 2021
Change in relevant interests
Victor Rosenberg
Capacity
Individual
Date
10 June 2021
Change in relevant interests
Victor Rosenberg
Capacity
Individual
Date
10 June 2021
Change in relevant interests
Date of
change
Person whose
relevant interest
changed
Nature of change (6) Consideration
given in relation
to change (7)

Class and
number of
securities
affected
Person's
votes
affected
1/2/2019 Victor Rosenberg Dilution in relevant interest due to issue of
shares by the Company under an Employee
Share Plan.

-
3,146,506 FPO 3,146,506
1/2/2019 Luminate Pty Ltd Dilution in relevant interest due to issue of
shares by the Company under an Employee
Share Plan.

-
19,263,593 FPO 19,263,593
18/10/2019 Victor Rosenberg Dilution in relevant interest due to issue of
shares by the Company under a Share
Purchase Plan.
- 3,146,506 FPO 3,146,506
18/10/2019 Luminate Pty Ltd Dilution in relevant interest due to issue of
shares by the Company under a Share
Purchase Plan.
- 19,263,593 FPO 19,263,593
24/8/2020,
14/9/2020 and
18/11/2020
Victor Rosenberg Dilution in relevant interest due to issue of
shares by the Company under a Placement.

-
3,146,506 FPO 3,146,506
24/8/2020,
14/9/2020 and
18/11/2020
Luminate Pty Ltd Dilution in relevant interest due to issue of
shares by the Company under a Placement
- 19,263,593 FPO 19,263,593
23/12/2020 Victor Rosenberg Dilution in relevant interest due to issue of
shares by the Company with shareholder
approval.
- 3,146,506 FPO 3,146,506
23/12/2020 Luminate Pty Ltd Dilution in relevant interest due to issue of
shares by the Company with shareholder
approval.
- 19,263,593 FPO 19,263,593
Date of
change
Person whose
relevant interest
changed
Nature of change (6) Consideration
given in relation
to change (7)

Class and
number of
securities
affected
Person's
votes
affected
21/9/2018,
5/8/2018,
7/12/2020,
15/12/2020,
23/12/2020,
6/1/2021,
13/1/2021,
14/2/2021,
26/2/2021,
5/3/2021,
19/3/2021,
26/3/2021,
13/4/2021,
20/4/2021,
23/4/2021,
30/4/2021,
11/5/2021,
20/5/2021,
4/6/2021, and
8/6/2021.
Victor Rosenberg Dilution in relevant interest due to issue of
shares by the Company, on exercise of
options.
- 3,146,506 FPO 3,146,506
21/9/2018,
5/8/2018,
7/12/2020,
15/12/2020,
23/12/2020,
6/1/2021,
13/1/2021,
14/2/2021,
26/2/2021,
5/3/2021,
19/3/2021,
26/3/2021,
13/4/2021,
20/4/2021,
23/4/2021,
30/4/2021,
11/5/2021,
20/5/2021,
4/6/2021, and
8/6/2021.
Luminate Pty Ltd Dilution in relevant interest due to issue of
shares by the Company, on exercise of
options.
- 19,263,593 FPO 19,263,593
4/6/2021 Luminate Pty Ltd Off market sale of shares. $0.38 per share 18,000,000 FPO 18,000,000
10/6/2021 Victor Rosenberg Issue of shares on exercise of options. $0.25 per share 3,146,506 FPO 3,146,506
10/6/2021 Luminate Pty Ltd Issue of shares on exercise of options. $0.25 per share 19,513,593 FPO 19,513,593
10/6/2021 Victor Rosenberg Dilution in relevant interest due to issue of
shares by the Company, on exercise of
options.
- 6,293,012 FPO 6,293,012
10/6/2021 Luminate Pty Ltd Dilution in relevant interest due to issue of
shares by the Company, on exercise of
options.
- 20,777,186 FPO 20,777,186

Annexure 'B'

This is Annexure B of 1 page referred to in Form 604 Notice of change of interests of substantial holder signed by me and dated 10 June 2021.

Print Name Victor Rosenberg Capacity Individual
Signature Date 10 June 2021

Present relevant interests

Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder
(8)
Nature of relevant
interest (6)
Class and number
of securities
Person's votes
Victor Rosenberg Victor Rosenberg Victor Rosenberg Direct 6,293,012 shares 3.16%
Luminate Pty Ltd Luminate Pty Ltd Luminate Pty Ltd Indirect – Victor
Rosenberg is a Director

20,777,186 shares
10.44%