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CLEARVUE TECHNOLOGIES LIMITED — Major Shareholding Notification 2021
Jun 10, 2021
64697_rns_2021-06-10_45cc64f0-2e1b-49d2-b4d2-5709fd44d028.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme ClearVue Technologies Limited ACN/ARSN ACN 071 397 487 1. Details of substantial holder (1) Name Victor Rosenberg ACN/ARSN (if applicable) - There was a change in the interests of the substantial holder on 10 June 2021 The previous notice was given to the company on 25 May 2018 The previous notice was dated 25 May 2018
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person’s votes | Voting power (5) | Person’s votes | Voting power (5) | |
| Ordinary Shares | 22,660,099 | 23.84% | 27,070,198 | 13.60% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Annexure A |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| See Annexure B |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| N/A | N/A |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Victor Rosenberg | C-/ 16 Ord Street, West Perth WA 6005 |
Signature
| re | |
|---|---|
| Print name Sign here |
Victor Rosenberg Capacity Individual |
| Date 10 June 2021 |
|
Annexure 'A'
This is Annexure A of 1 page referred to in Form 604 Notice of change of interests of substantial holder signed by me and dated 10 June 2021.
| Print Name Signature |
Victor Rosenberg Capacity Individual Date 10 June 2021 Change in relevant interests |
Victor Rosenberg Capacity Individual Date 10 June 2021 Change in relevant interests |
Victor Rosenberg Capacity Individual Date 10 June 2021 Change in relevant interests |
||
|---|---|---|---|---|---|
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
| 1/2/2019 | Victor Rosenberg | Dilution in relevant interest due to issue of shares by the Company under an Employee Share Plan. |
- |
3,146,506 FPO | 3,146,506 |
| 1/2/2019 | Luminate Pty Ltd | Dilution in relevant interest due to issue of shares by the Company under an Employee Share Plan. |
- |
19,263,593 FPO | 19,263,593 |
| 18/10/2019 | Victor Rosenberg | Dilution in relevant interest due to issue of shares by the Company under a Share Purchase Plan. |
- | 3,146,506 FPO | 3,146,506 |
| 18/10/2019 | Luminate Pty Ltd | Dilution in relevant interest due to issue of shares by the Company under a Share Purchase Plan. |
- | 19,263,593 FPO | 19,263,593 |
| 24/8/2020, 14/9/2020 and 18/11/2020 |
Victor Rosenberg | Dilution in relevant interest due to issue of shares by the Company under a Placement. |
- |
3,146,506 FPO | 3,146,506 |
| 24/8/2020, 14/9/2020 and 18/11/2020 |
Luminate Pty Ltd | Dilution in relevant interest due to issue of shares by the Company under a Placement |
- | 19,263,593 FPO | 19,263,593 |
| 23/12/2020 | Victor Rosenberg | Dilution in relevant interest due to issue of shares by the Company with shareholder approval. |
- | 3,146,506 FPO | 3,146,506 |
| 23/12/2020 | Luminate Pty Ltd | Dilution in relevant interest due to issue of shares by the Company with shareholder approval. |
- | 19,263,593 FPO | 19,263,593 |
| Date of change |
Person whose relevant interest changed |
Nature of change (6) | Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 21/9/2018, 5/8/2018, 7/12/2020, 15/12/2020, 23/12/2020, 6/1/2021, 13/1/2021, 14/2/2021, 26/2/2021, 5/3/2021, 19/3/2021, 26/3/2021, 13/4/2021, 20/4/2021, 23/4/2021, 30/4/2021, 11/5/2021, 20/5/2021, 4/6/2021, and 8/6/2021. |
Victor Rosenberg | Dilution in relevant interest due to issue of shares by the Company, on exercise of options. |
- | 3,146,506 FPO | 3,146,506 |
| 21/9/2018, 5/8/2018, 7/12/2020, 15/12/2020, 23/12/2020, 6/1/2021, 13/1/2021, 14/2/2021, 26/2/2021, 5/3/2021, 19/3/2021, 26/3/2021, 13/4/2021, 20/4/2021, 23/4/2021, 30/4/2021, 11/5/2021, 20/5/2021, 4/6/2021, and 8/6/2021. |
Luminate Pty Ltd | Dilution in relevant interest due to issue of shares by the Company, on exercise of options. |
- | 19,263,593 FPO | 19,263,593 |
| 4/6/2021 | Luminate Pty Ltd | Off market sale of shares. | $0.38 per share | 18,000,000 FPO | 18,000,000 |
| 10/6/2021 | Victor Rosenberg | Issue of shares on exercise of options. | $0.25 per share | 3,146,506 FPO | 3,146,506 |
| 10/6/2021 | Luminate Pty Ltd | Issue of shares on exercise of options. | $0.25 per share | 19,513,593 FPO | 19,513,593 |
| 10/6/2021 | Victor Rosenberg | Dilution in relevant interest due to issue of shares by the Company, on exercise of options. |
- | 6,293,012 FPO | 6,293,012 |
| 10/6/2021 | Luminate Pty Ltd | Dilution in relevant interest due to issue of shares by the Company, on exercise of options. |
- | 20,777,186 FPO | 20,777,186 |
Annexure 'B'
This is Annexure B of 1 page referred to in Form 604 Notice of change of interests of substantial holder signed by me and dated 10 June 2021.
| Print Name | Victor Rosenberg | Capacity | Individual |
|---|---|---|---|
| Signature | Date | 10 June 2021 |
Present relevant interests
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Victor Rosenberg | Victor Rosenberg | Victor Rosenberg | Direct | 6,293,012 shares | 3.16% |
| Luminate Pty Ltd | Luminate Pty Ltd | Luminate Pty Ltd | Indirect – Victor Rosenberg is a Director |
20,777,186 shares |
10.44% |