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ClearPoint Neuro, Inc. Director's Dealing 2023

Mar 8, 2023

32641_dirs_2023-03-08_73e45ffe-7a60-47e2-b55d-da52f9836f39.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ClearPoint Neuro, Inc. (CLPT)
CIK: 0001285550
Period of Report: 2023-03-06

Reporting Person: SABRA MAZIN (Chief Operating Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-03-06 Stock Options (right to buy) $8.1 A 11522 Acquired 2033-03-06 Common Stock (11522.0) Direct
2023-03-06 Restricted Stock Units $ A 34567 Acquired Common Stock (34567.0) Direct

Footnotes

F1: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.

F2: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.

F3: The restricted stock units vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.