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ClearPoint Neuro, Inc. — Director's Dealing 2023
Mar 8, 2023
32641_dirs_2023-03-08_73e45ffe-7a60-47e2-b55d-da52f9836f39.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ClearPoint Neuro, Inc. (CLPT)
CIK: 0001285550
Period of Report: 2023-03-06
Reporting Person: SABRA MAZIN (Chief Operating Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-06 | Stock Options (right to buy) | $8.1 | A | 11522 | Acquired | 2033-03-06 | Common Stock (11522.0) | Direct |
| 2023-03-06 | Restricted Stock Units | $ | A | 34567 | Acquired | Common Stock (34567.0) | Direct |
Footnotes
F1: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.
F2: Each restricted stock unit represents a contingent right to receive one share of CLPT common stock.
F3: The restricted stock units vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.