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ClearPoint Neuro, Inc. — Director's Dealing 2019
Aug 19, 2019
32641_dirs_2019-08-19_996ed1d1-6e35-434a-814a-0cf4f98f02aa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MRI INTERVENTIONS, INC. (MRIC)
CIK: 0001285550
Period of Report: 2019-08-15
Reporting Person: BURNETT JOSEPH MICHAEL (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-15 | Common Stock | A | 36023 | $0.00 | Acquired | 263328 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-15 | Stock Options (right to buy) | $3.47 | A | 74404 | Acquired | 2029-08-15 | Common Stock (74404) | Direct |
Footnotes
F1: The shares are restricted stock and vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.
F2: The shares subject to this option vest as follows: (i) 20% of the total shares on the first anniversary of the grant date; (ii) 40% of the total shares on the second anniversary of the grant date; and (iii) 40% of the total shares on the third anniversary of the grant date.