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ClearPoint Neuro, Inc. — Director's Dealing 2013
Jul 22, 2013
32641_dirs_2013-07-22_28c3103c-5b2a-488b-880e-3c5f18e7c979.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MRI INTERVENTIONS, INC. (MRIC)
CIK: 0001285550
Period of Report: 2013-07-19
Reporting Person: Rooke Andrew K. (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-19 | Common Stock | X | 400000 | $0.01 | Acquired | 809090 | Direct |
| 2013-07-19 | Common Stock | X | 125000 | $0.01 | Acquired | 934090 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-19 | Warrants (right to buy) | $0.01 | X | 400000 | Disposed | 2013-07-27 | Common Stock (400000) | Direct |
| 2013-07-19 | Warrants (right to buy) | $0.01 | X | 125000 | Disposed | 2013-08-29 | Common Stock (125000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 186304 | Indirect |
| Common Stock | 186304 | Indirect |
| Common Stock | 186304 | Indirect |
| Common Stock | 186304 | Indirect |
| Common Stock | 104077 | Indirect |
| Common Stock | 104077 | Indirect |
| Common Stock | 104077 | Indirect |
| Common Stock | 104077 | Indirect |
| Common Stock | 104077 | Indirect |
| Common Stock | 104077 | Indirect |
| Common Stock | 104077 | Indirect |
| Common Stock | 104077 | Indirect |
| Common Stock | 260102 | Indirect |
| Common Stock | 500000 | Indirect |
| Common Stock | 2058207 | Indirect |
Footnotes
F1: Represents warrants previously held by Rooke Fiduciary Management, which were assigned to the reporting person on July 19, 2013.
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