Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ClearPoint Neuro, Inc. Director's Dealing 2013

Jul 22, 2013

32641_dirs_2013-07-22_28c3103c-5b2a-488b-880e-3c5f18e7c979.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: MRI INTERVENTIONS, INC. (MRIC)
CIK: 0001285550
Period of Report: 2013-07-19

Reporting Person: Rooke Andrew K. (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-07-19 Common Stock X 400000 $0.01 Acquired 809090 Direct
2013-07-19 Common Stock X 125000 $0.01 Acquired 934090 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-07-19 Warrants (right to buy) $0.01 X 400000 Disposed 2013-07-27 Common Stock (400000) Direct
2013-07-19 Warrants (right to buy) $0.01 X 125000 Disposed 2013-08-29 Common Stock (125000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 186304 Indirect
Common Stock 186304 Indirect
Common Stock 186304 Indirect
Common Stock 186304 Indirect
Common Stock 104077 Indirect
Common Stock 104077 Indirect
Common Stock 104077 Indirect
Common Stock 104077 Indirect
Common Stock 104077 Indirect
Common Stock 104077 Indirect
Common Stock 104077 Indirect
Common Stock 104077 Indirect
Common Stock 260102 Indirect
Common Stock 500000 Indirect
Common Stock 2058207 Indirect

Footnotes

F1: Represents warrants previously held by Rooke Fiduciary Management, which were assigned to the reporting person on July 19, 2013.