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ClearPoint Neuro, Inc. — Director's Dealing 2013
Oct 1, 2013
32641_dirs_2013-10-01_cc1fe7f1-764f-4e2b-b2bc-a7603f90f2b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: MRI INTERVENTIONS, INC. (MRIC)
CIK: 0001285550
Period of Report: 2013-09-30
Reporting Person: Rooke Andrew K. (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-30 | Common Stock | A | 3191 | $1.41 | Acquired | 937281 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 186304 | Indirect |
| Common Stock | 186304 | Indirect |
| Common Stock | 186304 | Indirect |
| Common Stock | 186304 | Indirect |
| Common Stock | 104077 | Indirect |
| Common Stock | 104077 | Indirect |
| Common Stock | 104077 | Indirect |
| Common Stock | 104077 | Indirect |
| Common Stock | 104077 | Indirect |
| Common Stock | 104077 | Indirect |
| Common Stock | 104077 | Indirect |
| Common Stock | 104077 | Indirect |
| Common Stock | 260102 | Indirect |
| Common Stock | 500000 | Indirect |
| Common Stock | 2058207 | Indirect |
Footnotes
F1: These shares were issued to the reporting person pursuant to the issuer's Non-Employee Director Compensation Plan, in payment of fees owed to the reporting person under such plan. The shares were issued at a price of $1.41 per share, representing the volume-weighted average price of the issuer's common stock for the 5-trading day period ending September 30, 2013.
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