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CLEARONE INC — Director's Dealing 2013
Sep 18, 2013
35252_dirs_2013-09-18_f6fc9d07-d769-4d23-b1a4-8225aef6c9e0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEARONE INC (CLRO)
CIK: 0000840715
Period of Report: 2013-09-12
Reporting Person: BRAITHWAITE MICHAEL J (Chief Strategy Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-09-12 | COMMON STOCK | P | 19800 | $2.65 | Acquired | 20600 | Direct |
| 2013-09-12 | COMMON STOCK | P | 10000 | $3.004 | Acquired | 30600 | Direct |
| 2013-09-12 | COMMON STOCK | P | 6944 | $5.48 | Acquired | 37544 | Direct |
| 2013-09-12 | COMMON STOCK | P | 8888 | $3.92 | Acquired | 46432 | Direct |
| 2013-09-12 | COMMON STOCK | S | 23635 | $8.162 | Disposed | 22797 | Direct |
| 2013-09-13 | COMMON STOCK | S | 10279 | $7.953 | Disposed | 12518 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-12 | Stock Option (Right to Buy) | $2.65 | X | 19800 | Disposed | 2019-11-30 | Common Stock (19800) | Direct |
| 2013-09-12 | Stock Option (Right to Buy) | $3.004 | X | 10000 | Disposed | 2020-05-26 | Common Stock (10000) | Direct |
| 2013-09-12 | Stock Option (Right to Buy) | $5.48 | X | 6944 | Disposed | 2021-08-05 | Common Stock (6944) | Direct |
| 2013-09-12 | Stock Option (Right to Buy) | $3.92 | X | 8888 | Disposed | 2022-05-11 | Common Stock (8888) | Direct |
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