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CLEARONE INC Director's Dealing 2013

Sep 21, 2013

35252_dirs_2013-09-20_f5f15afc-3976-4c89-9e4f-14cdc4c85eae.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: CLEARONE INC (CLRO)
CIK: 0000840715
Period of Report: 2013-09-12

Reporting Person: BRAITHWAITE MICHAEL J (Chief Strategy Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-09-12 COMMON STOCK M 19800 $2.65 Acquired 20600 Direct
2013-09-12 COMMON STOCK M 10000 $3.004 Acquired 30600 Direct
2013-09-12 COMMON STOCK M 6944 $5.48 Acquired 37544 Direct
2013-09-12 COMMON STOCK M 8888 $3.92 Acquired 46432 Direct
2013-09-12 COMMON STOCK S 23635 $8.162 Disposed 22797 Direct
2013-09-13 COMMON STOCK S 10279 $7.953 Disposed 12518 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-09-12 Stock Option (Right to Buy) $2.65 M 19800 Disposed 2019-11-30 Common Stock (19800) Direct
2013-09-12 Stock Option (Right to Buy) $3.004 M 10000 Disposed 2020-05-26 Common Stock (10000) Direct
2013-09-12 Stock Option (Right to Buy) $5.48 M 6944 Disposed 2021-08-05 Common Stock (6944) Direct
2013-09-12 Stock Option (Right to Buy) $3.92 M 8888 Disposed 2022-05-11 Common Stock (8888) Direct

Footnotes

F1: Original Form 4 filed on 09/18/2013. This Amendment is being filed to correct the Transaction codes for the exempt exercise of employee stock options.