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Clearfield, Inc. — Director's Dealing 2023
Nov 21, 2023
32889_dirs_2023-11-20_1394558d-f625-4624-b380-2e29c3c20986.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Clearfield, Inc. (CLFD)
CIK: 0000796505
Period of Report: 2023-11-16
Reporting Person: HERZOG DANIEL R (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-16 | Common Stock | F | 206 | $26.18 | Disposed | 44309 | Direct |
| 2023-11-16 | Common Stock | F | 114 | $26.18 | Disposed | 44195 | Direct |
| 2023-11-16 | Common Stock | F | 509 | $26.18 | Disposed | 43686 | Direct |
| 2023-11-16 | Restricted Stock | A | 9549 | — | Acquired | 53235 | Direct |
Footnotes
F1: Payment of taxes by withholding shares on vesting the last 33% of restricted stock that was granted on November 16, 2020.
F2: Payment of taxes by withholding shares on vesting the second 33% of restricted stock that was granted on November 16, 2021.
F3: Payment of taxes by withholding shares on vesting the first 33% of restricted stock that was granted on February 24, 2023.
F4: The restricted stock vests as to one-third of the shares on November 16, 2024, November 16, 2025 and November 16, 2026 subject to the reporting person's continued employment through each
such date.