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Clearfield, Inc. — Director's Dealing 2018
Nov 16, 2018
32889_dirs_2018-11-16_1faa8ed2-12b1-4499-b5bb-9d716edfea32.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Clearfield, Inc. (CLFD)
CIK: 0000796505
Period of Report: 2018-11-14
Reporting Person: HERZOG DANIEL R (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-14 | Option to Purchase Common Stock | $12.17 | A | 24000 | Acquired | 2022-11-14 | Common Stock (24000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 43317 | Direct |
Footnotes
F1: The stock option vests as to one-third of the options on the first three anniversaries of the date of grant subject to the reporting person's continued employment through each such date.
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