Clearfield, Inc. — Director's Dealing 2014

Apr 25, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Clearfield, Inc. (CLFD)
CIK: 0000796505
Period of Report: 2014-04-25

Reporting Person: ROTH RONALD G (Director, Chairman of the Board)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-04-25	Common Stock	M	2500	$5.34	Acquired	1111406	Direct
2014-04-25	Common Stock	M	2400	$5.91	Acquired	1113806	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-04-25	Director Non-qualified Stock Option (Right to Buy)	$5.34	M	2500	Disposed	2017-02-25	Common Stock (2500)	Direct
2014-04-25	Director Non-qualified Stock Option (Right to Buy)	$5.91	M	2400	Disposed	2018-02-24	Common Stock (2400)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	176760	Indirect