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Clearfield, Inc. Director's Dealing 2011

Aug 30, 2011

32889_dirs_2011-08-30_904a3f24-7263-45a0-b32b-194a7dc88cfa.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: Clearfield, Inc. (CLFD)
CIK: 0000796505
Period of Report: 2011-08-29

Reporting Person: ZUCKERMAN STEPHEN L (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-08-29 Common Stock M 1000 $2.87 Acquired 13000 Direct
2011-08-29 Common Stock M 2500 $1.04 Acquired 15500 Direct
2011-08-29 Common Stock M 5000 $0.96 Acquired 20500 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-08-29 Employee Stock Option (Right to Buy) $2.87 M 1000 Disposed 2016-02-26 Common Stock (1000) Direct
2011-08-29 Employee Stock Option (Right to Buy) $1.04 M 2500 Disposed 2012-08-24 Common Stock (2500) Direct
2011-08-29 Employee Stock Option (Right to Buy) $0.96 M 5000 Disposed 2014-02-28 Common Stock (5000) Direct