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Clearfield, Inc. — Director's Dealing 2011
Aug 30, 2011
32889_dirs_2011-08-30_904a3f24-7263-45a0-b32b-194a7dc88cfa.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Clearfield, Inc. (CLFD)
CIK: 0000796505
Period of Report: 2011-08-29
Reporting Person: ZUCKERMAN STEPHEN L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-29 | Common Stock | M | 1000 | $2.87 | Acquired | 13000 | Direct |
| 2011-08-29 | Common Stock | M | 2500 | $1.04 | Acquired | 15500 | Direct |
| 2011-08-29 | Common Stock | M | 5000 | $0.96 | Acquired | 20500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-29 | Employee Stock Option (Right to Buy) | $2.87 | M | 1000 | Disposed | 2016-02-26 | Common Stock (1000) | Direct |
| 2011-08-29 | Employee Stock Option (Right to Buy) | $1.04 | M | 2500 | Disposed | 2012-08-24 | Common Stock (2500) | Direct |
| 2011-08-29 | Employee Stock Option (Right to Buy) | $0.96 | M | 5000 | Disposed | 2014-02-28 | Common Stock (5000) | Direct |
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