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CleanTech Lithium Plc Major Shareholding Notification 2022

Apr 8, 2022

6163_mrq_2022-04-08_44cd0d25-e69f-4d47-b563-dcc52c9a0096.html

Major Shareholding Notification

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National Storage Mechanism | Additional information

RNS Number : 8464H

CleanTech Lithium PLC

08 April 2022

8 April 2022 

CleanTech Lithium PLC

("CleanTech Lithium" or the "Company")

Holding(s) in Company

The Board of CleanTech Lithium announces that the Company has received the following TR-1 notification which is set out below without amendment.

For further information contact:
CleanTech Lithium PLC

Aldo Boitano
Jersey office: +44 (0) 1534 668 321

Chile office: +562-32239222

Or via Celicourt
Celicourt Communications (PR)

Philip Dennis/Felicity Winkles
+44 (0) 20 8434 2754

[email protected]
Beaumont Cornish Limited

(Nominated Adviser)

Roland Cornish
+44 (0) 207 628 3396
Fox-Davies Capital Limited

(Broker)

Daniel Fox-Davies
+44 20 3884 8450

[email protected]

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii: Cleantech Lithium Plc
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:
3. Details of person subject to the notification obligation iv
Name Regal Funds Management Pty Ltd as Trustee for certain funds and investment adviser for certain funds
City and country of registered office (if applicable) Sydney, Australia
4. Full name of shareholder(s) (if different from 3.) v
Name Euroclear UK & Ireland Ltd

A/C Credit Suisse AG Dublin Branch Prime Client Acc

SNC Nominees
City and country of registered office (if applicable) London, United Kingdom
5. Date on which the threshold was crossed or reached vi: 17th March 2022
6. Date on which issuer notified (DD/MM/YYYY): 7th April 2022
7. Total positions of person(s) subject to the notification obligation
% of voting rights attached to shares (total of 8. A) % of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B) Total number of voting rights held in issuer (8.A + 8.B) vii
Resulting situation on the date on which threshold was crossed or reached 9.32% 9.32% 7,366,666
Position of previous notification (if

applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii
A: Voting rights attached to shares
Class/type of

shares

ISIN code (if possible)
Number of voting rights ix % of voting rights
Direct

(DTR5.1)
Indirect

 (DTR5.2.1)
Direct

(DTR5.1)
Indirect

(DTR5.2.1)
JE00BPCP3Z37 7,366,666 9.32%
SUBTOTAL 8. A 7,366,666 9.32%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrument Expiration

date x
Exercise/

Conversion Period xi
Number of voting rights that may be acquired if the instrument is

exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrument Expiration

date x
Exercise/

Conversion Period xi
Physical or cash

Settlement xii
Number of voting rights % of voting rights
SUBTOTAL 8.B.2
9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii X
Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv
Name xv % of voting rights if it equals or is higher than the notifiable threshold % of voting rights through financial instruments if it equals or is higher than the notifiable threshold Total of both if it equals or is higher than the notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information xvi
For the purpose of section 9 of this TR-1 Form we have considered holdings in unit trusts for which Regal Funds Management Pty Ltd acts as trustee and investment manager as 'direct holdings'.

Holdings in funds which are separate legal entities for which Regal Funds Management Pty Ltd acts as investment adviser have been considered and reported as 'indirect holdings'.
Place of completion Sydney, Australia
Date of completion 7th April 2022

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