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CLEANSPARK, INC. — Director's Dealing 2025
Sep 9, 2025
31147_dirs_2025-09-09_b2e1b0de-ee03-4463-8427-ed9564e4fe1b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CLEANSPARK, INC. (CLSK)
CIK: 0000827876
Period of Report: 2025-09-09
Reporting Person: Monnig Taylor (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-09-09 | Common Stock | M | 90250 | — | Acquired | 219563 | Direct |
| 2025-09-09 | Common Stock | F | 35513 | $9.3508 | Disposed | 184050 | Direct |
| 2025-09-09 | Common Stock | S | 63713 | $9.1200 | Disposed | 120337 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-09-09 | Restricted Stock Units | $0 | M | 90250 | Disposed | Common Stock (90250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 129313 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $5.98 | 2032-08-10 | Common Stock (15000) | 15000 | Direct |
| Employee Stock Options (Right to Buy) | $6 | 2033-07-06 | Common Stock (25000) | 25000 | Direct |
| Restricted Stock Units | $0 | Common Stock (66700) | 66700 | Direct | |
| Restricted Stock Units | $0 | Common Stock (4818) | 4818 | Direct | |
| Restricted Stock Units | $0 | Common Stock (396476) | 396476 | Direct | |
| Restricted Stock Units | $0 | Common Stock (361000) | 361000 | Direct | |
| Restricted Stock Units | $0 | Common Stock (361000) | 361000 | Direct |
Footnotes
F1: This is a weighted average of prices for sales made on September 9, 2025, ranging from $9.1501 to $9.6540. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
F2: This is a weighted average of prices for sales made on September 9, 2025, ranging from $9.1200 to $9.1250. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
F3: These Options were granted on August 10, 2022 and vest in equal annual installments over three years.
F4: These Options were granted on July 7, 2023 and vest in equal monthly installments over 36 months.
F5: These RSUs vest 50% on September 30, 2025 and 50% on September 30, 2026.
F6: These RSUs vest in equal quarterly installments on December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027, and December 3, 2027.
F7: These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.
F8: These RSUs vest 25% on September 9, 2025; the remaining 75% vests in equal semiannual installments over three years on February 13, 2026, September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.